CONNECTED WEALTH SOLUTIONS, LLC
Adviser information for CONNECTED WEALTH SOLUTIONS, LLC last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 582 | $145.5M |
| Non-Discretionary | 0 | $0 |
| Total | 582 | $145.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 206 | $43.1M |
| HNW Individuals | 47 | $96.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $441,471 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $5.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128240 |
|---|---|
| SEC ERA File Number | 801-128240 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 277111 |
| Legal Entity Identifier | None |
Principal Office
1121 ADAMS AVENUELA GRANDE
OR
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: (541) 963-7800, Fax: (541) 963-9434
Websites
Chief Compliance Officer
BRENT M. GUNDERSON
MEMBER
1121 ADAMS AVENUE
LA GRANDE
OR
United States
Tel:
(541) 963-7800
Fax:
541-963-9434
B*********@*********************M
(Full email address available in API data)
Regulatory Contact
MICHAEL R. POE
MEMBER
1121 ADAMS AVENUE
LA GRANDE
OR
United States
Tel:
(541) 963-7800
Fax:
541-963-9434
M***@*********************M
(Full email address available in API data)
Industry Affiliates
| CONNECTED PROFESSIONAL ACCOUNTANTS, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUNDERSON, BRENT, MARTIN | Individual | – | MEMBER / CHIEF COMPLIANCE OFFICER | 06/2015 | 25-50% |
| POE, MICHAEL, RAE | Individual | – | MEMBER | 06/2015 | 25-50% |
| ROBERTS, YVONNE, KATHLEEN | Individual | – | MEMBER | 12/2020 | 25-50% |
| HEWITT, CHELSEA, ANN | Individual | – | MEMBER | 12/2020 | 25-50% |