WALTON CREEK INVESTMENT MANAGEMENT, LLC

Adviser information for WALTON CREEK INVESTMENT MANAGEMENT, LLC last updated from Form ADV on June 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-128256
SEC ERA File Number 801-128256
SEC CIK Numbers None
SEC CRD Numbers 327002
Legal Entity Identifier None

Principal Office

255 EAST FIFTH STREET, SUITE 1900
CINCINNATI
OH
United States
Monday - Friday, 9:00 TO 4:30
Tel: 216-478-3693, Fax: 513-977-8141

Chief Compliance Officer

STEPHANIE BUSH
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel: 216-478-3693
Fax: 513-977-8141
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WOODARD, KEVIN, SEAN Individual MEMBER AND MANAGER 05/2023 > 75%
BUSH, STEPHANIE, KIM Individual CHIEF COMPLIANCE OFFICER 05/2023 < 5%

No. Employees, Historic

1050202320241 on 6/1/2023

RAUM, Historic

000202320240 on 6/1/2023