EAGLE WEALTH MANAGEMENT GROUP INC.
Adviser information for EAGLE WEALTH MANAGEMENT GROUP INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 432 | $310.7M |
| Non-Discretionary | 0 | $0 |
| Total | 432 | $310.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 309 | $86.1M |
| HNW Individuals | 101 | $176.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 13 | $35.0M |
| Charitable organizations | 5 | $3.9M |
| State or municipal gov entities | <5 | $8.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128270 |
|---|---|
| SEC ERA File Number | 801-128270 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327052 |
| Legal Entity Identifier | None |
Principal Office
28212 KELLY JOHNSON PARKWAYSUITE 175
VALENCIA
CA
United States
Monday - Friday, 8AM - 3PM
Tel: 661-257-9800, Fax: 661-257-9805
Chief Compliance Officer
JOANN EAGLE
28212 KELLY JOHNSON PKWY
SUITE 175
VALENCIA
CA
United States
Tel:
661-257-9800
J****@*****************M
(Full email address available in API data)
Regulatory Contact
JEFFREY CANNIZZARO
28212 KELLY JOHNSON PKWY
SUITE 175
VALENCIA
CA
United States
Tel:
661-257-9800
Fax:
661-257-9805
J*******@***************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EAGLE, DOUGLAS, RAY | Individual | – | OWNER & CEO | 03/2023 | 50-75% |
| EAGLE, JOANN, KAY | Individual | – | OWNER & CHIEF COMPLIANCE OFFICER | 03/2023 | 50-75% |