Hedge Fund Database

OXENFREE FINANCIAL

OXENFREE CAPITAL LLC Legal Name

Adviser information for OXENFREE FINANCIAL last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 947 $95.7M
Non-Discretionary 285 $25.0M
Total 1,232 $120.7M

Clients

Type Number RAUM
Individuals 517 $58.8M
HNW Individuals 43 $61.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $40,938
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesASSET ALLOCATION AND ADVISORY CONSULTING
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-128275
SEC ERA File Number 801-128275
SEC CIK Numbers 2009781
SEC CRD Numbers 327105
Legal Entity Identifier None

Principal Office

1360 S PATRICK DRIVE
SUITE 5
SATELLITE BEACH
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 321-722-7882, Fax: 321-622-2224

Websites

www.oxenfreefinancial.com twitter.com/oxenfreefin www.facebook.com/oxenfreefinancial www.instagram.com/oxenfreefinancial/ www.linkedin.com/company/oxenfree-financial/ www.youtube.com/@goyoked

Chief Compliance Officer

LUKE BUNCH
1360 S PATRICK DRIVE
SUITE 5
SATELLITE BEACH
FL
United States
Tel: 321-722-7882
Fax: 321-622-2224
(Full email address available in API data)

Regulatory Contact

JAMES PHILLIPS
PRESIDENT
1360 S PATRICK DRIVE
SUITE 5
SATELLITE BEACH
FL
United States
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PHILLIPS, JAMES Individual – PRESIDENT 04/2023 > 75%
BUNCH, LUKE, JONATHAN Individual – CHIEF COMPLIANCE OFFICER 01/2024 < 5%

No. Employees, Historic

10502023202420255 on 6/5/20235 on 7/31/20235 on 8/31/20235 on 9/5/20235 on 10/9/20235 on 10/12/20235 on 1/5/20245 on 2/2/20245 on 2/6/20245 on 3/1/20245 on 3/7/2024

RAUM, Historic

200M100M02023202420250 on 6/5/20230 on 7/31/20230 on 8/31/20230 on 9/5/2023105234166 on 10/9/2023105234166 on 10/12/2023105234166 on 1/5/2024120709341 on 2/2/2024120709341 on 2/6/2024120709341 on 3/1/2024120709341 on 3/7/2024

No. Clients, Historic

60030002023202420250 on 6/5/20230 on 7/31/20230 on 8/31/20230 on 9/5/2023533 on 10/9/2023533 on 10/12/2023533 on 1/5/2024561 on 2/2/2024561 on 2/6/2024561 on 3/1/2024561 on 3/7/2024

Holdings

From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 323K 2K 0
AMERICAN CENTY ETF TR QUALITY PREFER 923K 25K 0
APPLE INC COM 442K 2K 0
ARK 21SHARES BITCOIN ETF SHS BEN INT 446K 7K 0
CAMBRIA ETF TR SHSHLD YIELD ETF 561K 8K 0
CONSOLIDATED EDISON INC COM 322K 4K 0
COSTCO WHSL CORP NEW COM 245K 288 0
EA SERIES TRUST STRIVE ENHANCED 4M 187K 0
EA SERIES TRUST STRIVE SML CAP 7M 238K 0
EA SERIES TRUST STRIVE EMERGING 3M 111K 0
EA SERIES TRUST STRIVE 1000 VALU 3M 110K 0
EA SERIES TRUST STRIVE 1000 DIV 8M 241K 0
EA SERIES TRUST STRIVE MID CAP 2M 100K 0
EA SERIES TRUST STRIVE 500 ETF 23M 652K 0
EA SERIES TRUST STRIVE 1000 GRWT 14M 356K 0
EA SERIES TRUST STRIVE TOTAL RET 11M 556K 0
EATON VANCE ENHANCED EQUITY COM 2M 81K 0
FIRST TR EXCHNG TRADED FD VI ACTV FCTR MDCP 353K 12K 0
FRANKLIN TEMPLETON ETF TR INTL COR DIV TIL 1M 48K 0
INNOVATOR ETFS TRUST US EQT ULTRA BFR 209K 7K 0
INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 947K 18K 0
INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 1M 9K 0
INVESCO QQQ TR UNIT SER 1 3M 6K 0
ISHARES TR IBOXX HI YD ETF 4M 53K 0
ISHARES TR RUS TP200 GR ETF 3M 12K 0
ISHARES TR MSCI INTL QUALTY 4M 102K 0
ISHARES TR CORE MSCI EAFE 3M 40K 0
ISHARES TR IBOXX INV CP ETF 310K 3K 0
ISHARES TR MRGSTR MD CP GRW 4M 65K 0
ISHARES TR JPMORGAN USD EMG 780K 9K 0
MICROSOFT CORP COM 2M 4K 0
NVIDIA CORPORATION COM 289K 2K 0
PACER FDS TR US CASH COWS 100 519K 10K 0
STRATEGY SHS NS 7HANDL IDX 954K 45K 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 2M 24K 0
VANGUARD WORLD FD MEGA CAP VAL ETF 494K 4K 0
VANGUARD WORLD FD MEGA GRWTH IND 372K 1K 0
VIRTUS EQUITY & CONV INCM FD COM 2M 65K 0
VIRTUS ETF TR II SEIX SR LN ETF 832K 35K 0