REDBURN ATLANTIC
REDBURN (EUROPE) LIMITED Legal Name
Adviser information for REDBURN ATLANTIC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 97 |
|---|---|
| Investment Advisory/Research | 91 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 22 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Publication of periodicals or newslettersSecurity ratings or pricing servicesRESEARCH-RELATED SERVICES |
|---|---|
| Compensation | NEGOTIATED FEES FOR RESEARCH-RELATED SERVICES |
Identifiers
| SEC RIA File Number | 801-128281 |
|---|---|
| SEC ERA File Number | 801-128281 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325601 |
| Legal Entity Identifier | 213800PKEJQZQXQCOJ04 |
Principal Office
10 ALDERMANBURYLONDON
United Kingdom
Monday - Friday, 8 AM TO 5 PM UK TIME
Tel: 44 20 7000 2020, Fax: None
Chief Compliance Officer
ALICE HARPER
MONEY LAUNDERING REPORTING OFFICER
10 ALDERMANBURY
LONDON
United Kingdom
Tel:
44 20 7000 2192
A***********@******************M
(Full email address available in API data)
Regulatory Contact
MITCHELL N. LOWENTHAL
GENERAL COUNSEL & CCO - REDBURN (USA) LLC
461 5TH AVENUE
15TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 803-7315
M**************@******************M
(Full email address available in API data)
Industry Affiliates
| FIVE ARROWS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FIVE ARROWS MANAGERS (USA) LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| REDBURN (FRANCE) SA | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| REDBURN ATLANTIC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ROTHSCHILD & CO CREDIT MANAGEMENT (NORTH AMERICA) | Other investment adviser, including financial planners |
| ROTHSCHILD & CO US INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROTHSCHILD & CO CONTINUATION HOLDINGS AG | Foreign Entity | – | SHAREHOLDER | 03/2022 | > 75% |
| CONCORDIA HOLDING SARL | Foreign Entity | ROTHSCHILD & CO CONTINUATION HOLDINGS AG | SHAREHOLDER | 03/2022 | 50-75% |
| PARIS ORLEANS HOLDING BANCAIRE SAS | Foreign Entity | ROTHSCHILD & CO CONTINUATION HOLDINGS AG | SHAREHOLDER | 03/2022 | 25-50% |
| Young, Adam | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2022 | < 5% |
| ROTHSCHILD & CO SCA | Foreign Entity | PARIS ORLEANS HOLDING BANCAIRE SAS | SHAREHOLDER | 03/2022 | > 75% |
| Harper, Alice | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2018 | < 5% |
| Burston, Ben | Individual | – | CHIEF FINANCIAL OFFICER | 06/2014 | < 5% |
| Stier, John | Individual | – | CHAIRMAN | 01/2021 | < 5% |
| MIDDLETON, CHRISTOPHER, JAMES | Individual | – | EXECUTIVE DIRECTOR | 11/2023 | < 5% |