PALISADE INFRASTRUCTURE
PALISADE AMERICAS MANAGEMENT LLC Legal Name
Adviser information for PALISADE INFRASTRUCTURE last updated from Form ADV on October 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $198.0M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $198.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $198.0M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128307 |
|---|---|
| SEC ERA File Number | 801-128307 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322412 |
| Legal Entity Identifier | None |
Principal Office
OFFICE 1146, ONE ROCKEFELLER PLAZA, 11TH FLOORNEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: (914) 886 7452, Fax: None
Websites
Chief Compliance Officer
MICHAEL FREDERICK REYNOLDS
AUTHORIZED OFFICER
OFFICE 1146, ONE ROCKEFELLER PLAZA, 11TH FLOOR
NEW YORK
NY
United States
Tel:
9148867452
M************@*************************M
(Full email address available in API data)
Regulatory Contact
DYLAN KING
RISK AND COMPLIANCE MANAGER
LEVEL 35, 60 MARGARET STREET
SYDNEY
Australia
Tel:
+61289707715
D*********@*********************M
(Full email address available in API data)
Industry Affiliates
| PALISADE IMPACT PTY LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PALISADE INVESTMENT PARTNERS LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PINNACLE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LLOYD, ROGER, LLEWELLYN | Individual | – | AUTHORIZED OFFICER | 04/2022 | < 5% |
| Reynolds, Michael, Frederick | Individual | – | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | 04/2022 | < 5% |
| PALISADE INVESTMENT PARTNERS AMERICAS LLC | Domestic Entity | – | SOLE OWNER | 04/2022 | > 75% |
| PALISADE INVESTMENT PARTNERS LIMITED | Foreign Entity | PALISADE INVESTMENT PARTNERS AMERICAS LLC | SOLE OWNER | 04/2022 | > 75% |
| PINNACLE INVESTMENT MANAGEMENT LIMITED | Foreign Entity | PALISADE INVESTMENT PARTNERS LIMITED | BENEFICIAL OWNER | 04/2022 | 25-50% |
| PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED | Foreign Entity | PINNACLE INVESTMENT MANAGEMENT LIMITED | SOLE OWNER | 04/2022 | > 75% |