CROWN OAK ADVISORS
CROWN OAK ADVISORS, LLC Legal Name
Adviser information for CROWN OAK ADVISORS last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 57 | $184.9M |
Non-Discretionary | 0 | $0 |
Total | 57 | $184.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 21 | $7.3M |
HNW Individuals | 24 | $177.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMFixed fees |
Principal Office
10 SCENIC AVENUEPIEDMONT
CA
United States
Monday - Friday, 7 AM - 5 PM PST
Tel: 415-710-8197, Fax: None
Websites
Chief Compliance Officer
CHRISTOPHER DODDS
CO-FOUNDER AND MANAGING MEMBER
10 SCENIC AVE
PIEDMONT
CA
United States
Tel:
415-710-8197
C**********@*******************M
(Full email address available in API data)
Regulatory Contact
ANDREW DODDS
CO-FOUNDER AND MANAGING MEMBER
4202 NEWPORT AVENUE
SAN DIEGO
CA
United States
Tel:
(510) 206-1070
A***********@*******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DODDS, CHRISTOPHER, VINCENT | Individual | – | CHIEF COMPLIANCE OFFICER, CO-FOUNDER AND MANAGING MEMBER | 05/2020 | 50-75% |
DODDS, ANDREW, WARREN | Individual | – | CO-FOUNDER AND MANAGING MEMBER | 05/2020 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AT&T INC | COM | 5M | 266K | – |
BROADRIDGE FINL SOLUTIONS IN | COM | 7M | 35K | – |
CATERPILLAR INC | COM | 2M | 6K | – |
CHEVRON CORP NEW | COM | 479K | 3K | – |
CHURCH & DWIGHT CO INC | COM | 11M | 108K | – |
COPART INC | COM | 9M | 158K | – |
DEERE & CO | COM | 9M | 24K | – |
EXXON MOBIL CORP | COM | 412K | 4K | – |
GARTNER INC | COM | 10M | 21K | – |
GE AEROSPACE | COM NEW | 2M | 13K | – |
HEICO CORP NEW | CL A | 12M | 66K | – |
ISHARES TR | PFD AND INCM SEC | 4M | 130K | – |
KEYSIGHT TECHNOLOGIES INC | COM | 7M | 55K | – |
METTLER TOLEDO INTERNATIONAL | COM | 7M | 5K | – |
MOODYS CORP | COM | 6M | 15K | – |
NORDSON CORP | COM | 8M | 36K | – |
ROLLINS INC | COM | 9M | 188K | – |
SCHWAB CHARLES CORP | COM | 34M | 457K | – |
SITEONE LANDSCAPE SUPPLY INC | COM | 6M | 50K | – |
STANLEY BLACK & DECKER INC | COM | 1M | 13K | – |
VISA INC | COM CL A | 17M | 64K | – |
WATSCO INC | COM | 10M | 21K | – |