TETON WEALTH GROUP LLC
Adviser information for TETON WEALTH GROUP LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 9 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,903 | $128.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1,903 | $128.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 722 | $119.4M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $525,865 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $8.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMREFERRAL COMPENSATION |
Identifiers
| SEC RIA File Number | 801-128312 |
|---|---|
| SEC ERA File Number | 801-128312 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311230 |
| Legal Entity Identifier | None |
Principal Office
764 E WINCHESTER ST. #100MURRAY
UT
United States
Monday - Friday, 8 - 5
Tel: 844-838-6600, Fax: 866-731-3794
Websites
Chief Compliance Officer
DOUGLAS S. FERRELL
764 E WINCHESTER ST. #100
MURRAY
UT
United States
Tel:
844-838-6600
C*************@**************M
(Full email address available in API data)
Regulatory Contact
ROD KRESGE
COMPLIANCE CONSULTANT
5320 NORTHSHORE DRIVE
NORTH LITTLE ROCK
AR
United States
Tel:
404-966-3712
R**@*******************M
(Full email address available in API data)
Industry Affiliates
| TETON WEALTH MANAGEMENT, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALEXANDER, CLAYTON, BOYD | Individual | – | CEO | 10/2020 | > 75% |
| FERRELL, DOUGLAS, SCOTT | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2020 | < 5% |