MIRI CAPITAL MANAGEMENT LLC
Adviser information for MIRI CAPITAL MANAGEMENT LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $255.7M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $255.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $255.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128315 |
|---|---|
| SEC ERA File Number | 801-128315 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311308 |
| Legal Entity Identifier | None |
Principal Office
745 BOYLSTON STREETSUITE 301
BOSTON
MA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 617-938-3843, Fax: None
Chief Compliance Officer
DAVID FIETZE
745 BOYLSTON STREET
SUITE 301
BOSTON
MA
United States
Tel:
978-604-0848
D*****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THE MIRI OPPORTUNITIES FUND, LP | Hedge Fund | $20.8M | $5.0M | 6 |
| THE MIRI STRATEGIC EMERGING MARKETS FUND LP | Hedge Fund | $234.8M | $5.0M | 43 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRIFFITH, BENJAMIN, GRANT | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2020 | > 75% |
| SUEYOSHI, CLIFFORD, HARUO | Individual | – | CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER | 01/2023 | < 5% |
| FIETZE, DAVID, CHRISTOPHER | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |