HAVE RIA, INC.
Adviser information for HAVE RIA, INC. last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Rhode Island, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $160.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $160.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $160.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesREAL ESTATE ASSET MANAGEMENT |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based feesRENOVATION OVERSIGHT, TRAVEL & CONSULTANT REIMBURSEMENT |
Identifiers
| SEC RIA File Number | 801-128320 |
|---|---|
| SEC ERA File Number | 801-128320 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327137 |
| Legal Entity Identifier | None |
Principal Office
333 WESTMINSTER STREETSUITE 3
PROVIDENCE
RI
United States
Monday - Friday, 8:30 AM - 6:00 PM
Tel: 401-865-6900, Fax: 401-865-6999
Chief Compliance Officer
TRAVIS FERRELL
333 WESTMINSTER STREET
SUITE 3
PROVIDENCE
RI
United States
Tel:
401-661-7969
Fax:
401-865-6999
T*******@***********M
(Full email address available in API data)
Regulatory Contact
MICHELLE RUSSO
PRESIDENT
333 WESTMINSTER STREET
SUITE 3
PROVIDENCE
RI
United States
Tel:
401-865-6900
Fax:
401-865-6999
M*****@***********M
(Full email address available in API data)
Industry Affiliates
| TRAVIS WILLIAM FERRELL | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOTEL ASSET VALUE ENHANCEMENT, INC. | Domestic Entity | – | DIRECT OWNER | 05/2023 | > 75% |
| RUSSO, MICHELLE, SUE | Individual | – | PRESIDENT | 05/2023 | < 5% |
| FERRELL, TRAVIS, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2023 | < 5% |
| ROLLO, JOHN, PATRICK | Individual | – | DIRECTOR AND SECRETARY | 05/2023 | < 5% |
| RUSSO, MICHELLE, SUE | Individual | HOTEL ASSET VALUE ENHANCEMENT, INC. | CHIEF EXECUTIVE OFFICER | 03/2003 | > 75% |