PROXY WEALTH ADVISORS LLC
Adviser information for PROXY WEALTH ADVISORS LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 34 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 558 | $58.9M |
| Non-Discretionary | 108 | $73.9M |
| Total | 666 | $132.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 548 | $98.7M |
| HNW Individuals | 19 | $25.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $8.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 58 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 132.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PROXY WEALTH ADVISORS WRAP PROGRAM | PROXY WEALTH ADVISORS LLC |
Identifiers
| SEC RIA File Number | 801-128321 |
|---|---|
| SEC ERA File Number | 801-128321 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298080 |
| Legal Entity Identifier | None |
Principal Office
19505 BISCAYNE BLVD.SUITE 2350
AVENTURA
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 646-289-5075, Fax: None
Chief Compliance Officer
OLEG ZVIAGIN
FINANCIAL ADVISOR
354 BAY RIDGE PARKWAY
APT 3F
BROOKLYN
NY
United States
Tel:
646-289-5075
O***********@**********M
(Full email address available in API data)
Industry Affiliates
| PROXY FREEDOM | Other investment adviser, including financial planners |
| PROXY INTERNATIONAL | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PROXY FINANCIAL CORP | Domestic Entity | – | OWNER | 09/2022 | > 75% |
| Caulkins, Bryan | Individual | PROXY FINANCIAL CORP | OWNER | 07/2022 | 50-75% |
| DAVIDSON, CHRISTOPHER, JAMES | Individual | PROXY FINANCIAL CORP | OWNER | 07/2022 | 50-75% |
| ZVIAGIN, OLEG | Individual | – | CCO | 09/2022 | < 5% |