Hedge Fund Database

WELLINGTON WEALTH STRATEGIES, LLC

Adviser information for WELLINGTON WEALTH STRATEGIES, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Indiana, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 14
Licensed Agents of an Insurance Company 14
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,198 $279.6M
Non-Discretionary 0 $0
Total 1,198 $279.6M

Clients

Type Number RAUM
Individuals 1,150 $149.3M
HNW Individuals 43 $120.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $10.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 258
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-128328
SEC ERA File Number 801-128328
SEC CIK Numbers 2007383
SEC CRD Numbers 306298
Legal Entity Identifier None

Principal Office

9000 KEYSTONE CROSSING
SUITE 400
INDIANAPOLIS
IN
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 317-789-8800, Fax: None

Websites

www.twealth.com wellingtonwealthstrategies.com/ www.facebook.com/wellingtonwealthstrategies www.instagram.com/wellingtonwealthstrategies/ www.youtube.com/@wellingtonwealthstrategies www.linkedin.com/company/wellingtonwealthstrategies2/

Chief Compliance Officer

CHRISTOPHER PAYNE
36 W PIKE STREET
FLOOR 2
COVINGTON
KY
United States
Tel: 513-399-8091
(Full email address available in API data)

Regulatory Contact

JOSEPH THOMAS HILLMAN
MANAGING MEMBER
9000 KEYSTONE CROSSING
SUITE 400
INDIANAPOLIS
IN
United States
Tel: 317-789-8800
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PAYNE, CHRISTOPHER, LEE Individual – CHIEF COMPLIANCE OFFICER 09/2023 < 5%
MORITZ, MAXWELL, T Individual – MEMBER 09/2023 5-10%
BONANNO, ANTHONY, J Individual – MEMBER 09/2023 25-50%
FREEMAN FINANCIAL, LLC Domestic Entity – MEMBER 09/2023 25-50%
HILLMAN FINANCIAL, LLC Domestic Entity – MEMBER 09/2023 10-25%
Boester, Ryan Individual – MEMBER 09/2023 < 5%
HILLMAN, JOE, THOMAS Individual HILLMAN FINANCIAL, LLC MEMBER 12/2021 > 75%
FREEMAN, GREGORY, THOMAS Individual FREEMAN FINANCIAL, LLC MEMBER 12/2021 > 75%
CATES, THOMAS, L Individual – MEMBER 09/2023 10-25%
HILLMAN, JOE, THOMAS Individual – MEMBER 09/2023 < 5%
FREEMAN, GREGORY, THOMAS Individual – MEMBER 09/2023 < 5%

No. Employees, Historic

2010020232024202511 on 6/13/202311 on 6/22/202311 on 6/26/202311 on 7/27/202311 on 8/15/202311 on 9/1/202311 on 9/19/202312 on 9/22/202312 on 9/26/202313 on 9/27/202313 on 12/12/202318 on 3/22/2024

RAUM, Historic

300M150M0202320242025101560000 on 6/13/2023101560000 on 6/22/2023101560000 on 6/26/2023101560000 on 7/27/2023101560000 on 8/15/2023101560000 on 9/1/2023101560000 on 9/19/2023101560000 on 9/22/2023101560000 on 9/26/2023101560000 on 9/27/2023101560000 on 12/12/2023279598620 on 3/22/2024

No. Clients, Historic

2,0001,0000202320242025448 on 6/13/2023448 on 6/22/2023448 on 6/26/2023448 on 7/27/2023448 on 8/15/2023448 on 9/1/2023448 on 9/19/2023448 on 9/22/2023448 on 9/26/2023448 on 9/27/2023448 on 12/12/20231198 on 3/22/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES TR TRS FLT RT BD 7M 139K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 2M 30K –
APPLIED MATLS INC COM 855K 4K –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 802K 57K –
BROADCOM INC COM 602K 375 –
NEVRO CORP COM 539K 71 –
DOMINOS PIZZA INC COM 470K 911 –
NETFLIX INC COM 435K 645 –
GLOBAL X FDS AUTONMOUS EV ETF 432K 18K –
3M CO COM 418K 4K –
DIMENSIONAL ETF TRUST GLOBAL SUSTAINA 418K 3K –
PUBLIC STORAGE OPER CO COM 411K 1K –
SPDR GOLD TR GOLD SHS 406K 2K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 399K 4K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 376K 5K –
SPDR SER TR PORTFOLIO S&P400 370K 7K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 334K 6K –
ABBOTT LABS COM 334K 3K –
TRAVELERS COMPANIES INC COM 315K 2K –
SELECT SECTOR SPDR TR TECHNOLOGY 311K 1K –
BOOKING HOLDINGS INC COM 301K 76 –
STRATEGIC ED INC COM 298K 3K –
AMERIPRISE FINL INC COM 295K 690 –
QUEST DIAGNOSTICS INC COM 294K 2K –
D R HORTON INC COM 288K 2K –
COMCAST CORP NEW CL A 276K 7K –
BERKLEY W R CORP COM 269K 3K –
CBOE GLOBAL MKTS INC COM 261K 2K –
SPDR SER TR PORTFOLIO LN TSR 260K 10K –
MEDTRONIC PLC SHS 257K 3K –
ALTRIA GROUP INC COM 256K 6K –
ZOETIS INC CL A 248K 1K –
INTUITIVE SURGICAL INC COM NEW 241K 541 –
ANSYS INC COM 238K 740 –
CONSTELLATION ENERGY CORP COM 237K 1K –
AGILENT TECHNOLOGIES INC COM 231K 2K –
PARSONS CORP DEL COM 228K 3K –
ISHARES U S ETF TR BLACKROCK SH DUR 225K 4K –
VICTORY PORTFOLIOS II USAA MSCI USA SM 221K 3K –
SERVICENOW INC COM 216K 275 –
DIREXION SHS ETF TR DAILY CONCENTRAT 216K 454 –
VERISK ANALYTICS INC COM 204K 759 –
KEYSIGHT TECHNOLOGIES INC COM 204K 1K –
SPDR SER TR PRTFLO S&P500 VL 201K 4K –
AMCOR PLC ORD 124K 13K –
GINKGO BIOWORKS HOLDINGS INC CL A SHS 41K 123K –
SABRE CORP COM 32K 12K –
VERTEX ENERGY INC COM 13K 12K –