CLOUD CAPITAL
CLOUD CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for CLOUD CAPITAL last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 118 | $157.4M |
| Non-Discretionary | 0 | $0 |
| Total | 118 | $157.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 22 | $9.1M |
| HNW Individuals | 27 | $147.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $684,624 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128329 |
|---|---|
| SEC ERA File Number | 801-128329 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317325 |
| Legal Entity Identifier | None |
Principal Office
450 ALASKAN WAY SSUITE 200
SEATTLE
WA
United States
Monday - Friday, 8-5 PACIFIC
Tel: 8007954303, Fax: None
Websites
Chief Compliance Officer
HART WILLIAMS
MEMBER
450 ALASKAN WAY S
SUITE 200
SEATTLE
WA
United States
Tel:
8007954303
H***@**************S
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CIRRUS SPECIAL OPPORTUNITY FUND LP | Hedge Fund | $0.2M | $0.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILLIAMS, HART, ARTHUR | Individual | – | MEMBER, CCO | 10/2021 | 25-50% |
| Sternbach, Sean | Individual | – | MEMBER | 10/2021 | 25-50% |
| Heininger, Taylor, Jeffrey | Individual | – | MEMBER | 05/2022 | 25-50% |