ULTA WEALTH MANAGEMENT, LLC
Adviser information for ULTA WEALTH MANAGEMENT, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $97.6M |
| Non-Discretionary | 22 | $21.3M |
| Total | 29 | $118.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $760,692 |
| HNW Individuals | 23 | $118.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-128332 |
|---|---|
| SEC ERA File Number | 801-128332 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310879 |
| Legal Entity Identifier | None |
Principal Office
3311 SOUTH RAINBOW BLVD.SUITE 203
LAS VEGAS
NV
United States
Monday - Friday, 8 AM - 5 PM
Tel: 702-478-4777, Fax: None
Chief Compliance Officer
KENNETH TEMPLETON II
OWNER
3311 SOUTH RAINBOW BLVD.
SUITE 203
LAS VEGAS
NV
United States
Tel:
702-478-4777
K*@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KTHREET TRUST U/A/D OCTOBER 19, 2020 | Domestic Entity | – | MEMBER | 01/2021 | > 75% |
| TEMPLETON, KENNETH, L | Individual | KTHREET TRUST U/A/D OCTOBER 19, 2020 | TRUSTEE | 10/2020 | > 75% |
| TEMPLETON, KENNETH, L | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |