OCTOPUS ENERGY GENERATION
OCTOPUS RENEWABLES LTD. Legal Name
Adviser information for OCTOPUS ENERGY GENERATION last updated from Form ADV on July 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | APRIL |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 110 |
|---|---|
| Investment Advisory/Research | 50 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $3.1B |
| Non-Discretionary | 1 | $2.0B |
| Total | 10 | $5.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $1.9B |
| Pension and profit sharing plans | 5 | $1.1B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $2.2B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128341 |
|---|---|
| SEC ERA File Number | 801-128341 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326704 |
| Legal Entity Identifier | 213800R97H1DTMF7RG34 |
Principal Office
UK HOUSE, 5TH FLOOR164-182 OXFORD ST
LONDON
United Kingdom
Monday - Friday, 9AM-6PM
Tel: 0808 164 1088, Fax: None
Chief Compliance Officer
OSAMA RAJA
UK HOUSE, 5TH FLOOR
164-182 OXFORD ST
LONDON
United Kingdom
O*********@********************M
(Full email address available in API data)
Industry Affiliates
| OCTOPUS ENERGY DEVELOPMENT PARTNERSHIP GP LIMITED | Sponsor or syndicator of limited partnerships |
| OCTOPUS ENERGY OFFSHORE WIND GP S.A R.L | Sponsor or syndicator of limited partnerships |
| OCTOPUS ENERGY TRANSITION GP S. A.R.L. | Sponsor or syndicator of limited partnerships |
| OCTOPUS REIP III GP LIMITED | Sponsor or syndicator of limited partnerships |
| OCTOPUS REIP IV GP LIMITED | Sponsor or syndicator of limited partnerships |
| OCTOPUS RENEWABLE ENERGY INCOME PARTNERSHIP GP LLP | Sponsor or syndicator of limited partnerships |
| OCTOPUS RENEWABLES INFRASTRUCTURE PARTNERSHIP GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| OCTOPUS RENEWABLES INFRASTRUCTURE PARTNERSHIP V GP LLP | Sponsor or syndicator of limited partnerships |
| OEGEN SINGAPORE | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OCTOPUS RENEWABLES INFRASTRUCTURE SCSP | Private Equity Fund | $1,006.1M | $25.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HULATT, CHRISTOPHER, ROBERT | Individual | – | DIRECTOR | 01/2021 | < 5% |
| SETCHELL, MATTHEW, GEORGE | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2021 | < 5% |
| HEAL, TIM | Individual | – | DIRECTOR | 02/2022 | < 5% |
| NORTH-BOND, ZOISA | Individual | – | DIRECTOR | 02/2022 | < 5% |
| BRIERLEY, ALEXANDER, DAVID KELSON | Individual | – | DIRECTOR | 03/2021 | < 5% |
| OCTOPUS ENERGY GENERATION HOLDCO LIMITED | Foreign Entity | – | IMMEDIATE PARENT ENTITY | 07/2021 | > 75% |
| OCTOPUS ENERGY GROUP LIMITED | Foreign Entity | OCTOPUS ENERGY GENERATION HOLDCO LIMITED | GROUP PARENT ENTITY | 10/2020 | > 75% |
| OCTOPUS ENERGY HOLDCO LTD | Foreign Entity | OCTOPUS ENERGY GROUP LIMITED | INVESTOR SHAREHOLDING ENTITY | 04/2016 | 25-50% |
| OE HOLDCO LIMITED | Foreign Entity | OCTOPUS ENERGY HOLDCO LTD | FOUNDING SHAREHOLDERS HOLDING ENTITY | 10/2022 | > 75% |
| RAJA, OSAMA | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |