CSP FINANCIAL GROUP LLC
Adviser information for CSP FINANCIAL GROUP LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 18 |
| Licensed Agents of an Insurance Company | 11 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 600 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 600 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningSelection of other advisers (including private fund managers)Educational seminars/workshopsPORTFOLIO ANALYSIS (MRI) SERVICES |
|---|---|
| Compensation | Hourly chargesFixed feesCO-ADVISOR FEES |
Identifiers
| SEC RIA File Number | 801-128346 |
|---|---|
| SEC ERA File Number | 801-128346 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310819 |
| Legal Entity Identifier | None |
Principal Office
14300 NORTH NORTHSIGHT BLVDSUITE 120
SCOTTSDALE
AZ
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 480-600-9626, Fax: 240-331-0849
Websites
Chief Compliance Officer
CHARLES ARTHUR PETTIT
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
14300 NORTH NORTHSIGHT BLVD
SUITE 120
SCOTTSDALE
AZ
United States
Tel:
480-600-9626
Fax:
240-331-0849
C******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PETTIT, CHARLES, ARTHUR | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 04/2020 | > 75% |