UNSADDL, INC.

Adviser information for UNSADDL, INC. last updated from Form ADV on July 10th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-128351
SEC ERA File Number 801-128351
SEC CIK Numbers None
SEC CRD Numbers 327159
Legal Entity Identifier None

Principal Office

99 HUDSON STREET
5TH FL, #7010
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 609-350-2899, Fax: N/A

Chief Compliance Officer

STEVE TROY
MANAGING PARTNER, CEO AND CHIEF COMPLIANCE OFFICER
99 HUDSON STREET
5TH FL, #7010
NEW YORK
NY
United States
Tel: 609-350-2899
Fax: N/A
(Full email address available in API data)

Regulatory Contact

CHRISTOPHER JAMES HSU
MANAGING PARTNER AND CTO
99 HUDSON STREET
5TH FL, #7010
NEW YORK
NY
United States
Tel: 609-350-2899
Fax: N/A

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Troy, Steve Individual MANAGING PARTNER, CHIEF COMPLIANCE OFFICER AND CEO 09/2021 50-75%
Hsu, Christopher, James Individual MANAGING PARTNER AND CTO 01/2022 50-75%

No. Employees, Historic

1050202320242 on 6/16/20232 on 6/16/20232 on 7/6/20232 on 7/10/2023

RAUM, Historic

000202320240 on 6/16/20230 on 6/16/20230 on 7/6/20230 on 7/10/2023