LIGHTSMITH CLIMATE RESILIENCE MANAGEMENT LLC
Adviser information for LIGHTSMITH CLIMATE RESILIENCE MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $187.3M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $187.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $187.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128356 |
|---|---|
| SEC ERA File Number | 801-128356 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307933 |
| Legal Entity Identifier | None |
Principal Office
300 PARK AVENUE2ND FLOOR SUITE 237
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 862-234-5135, Fax: None
Chief Compliance Officer
SANJAY WAGLE
MANAGING DIRECTOR AND CCO
220 ESMERALDA AVENUE
SAN FRANCISCO
CA
United States
Tel:
862-234-5135
S***********@***************M
(Full email address available in API data)
Regulatory Contact
KEVIN VENEZIA
FINANCE & OPERATIONS MANAGER
300 PARK AVENUE
2ND FLOOR SUITE 237
NEW YORK
NY
United States
Tel:
201-572-3952
K************@***************M
(Full email address available in API data)
Industry Affiliates
| LIGHTSMITH CLIMATE RESILIENCE GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LIGHTSMITH CLIMATE RESILIENCE PARTNERS SCSP RAIF | Private Equity Fund | $100.3M | $0.1M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LIGHTSMITH GROUP, LLC | Domestic Entity | – | MEMBER | 11/2019 | > 75% |
| KOH, JAY, LEE | Individual | LIGHTSMITH GROUP, LLC | MEMBER AND MANAGING DIRECTOR | 12/2017 | 50-75% |
| WAGLE, SANJAY, JOSEPH | Individual | LIGHTSMITH GROUP, LLC | MEMBER AND MANAGING DIRECTOR | 12/2017 | 25-50% |
| KOH, JAY, LEE | Individual | – | MANAGING DIRECTOR | 11/2019 | < 5% |
| WAGLE, SANJAY, JOSEPH | Individual | – | MANAGING DIRECTOR, CCO | 11/2019 | < 5% |