BLUESTONE INVESTMENT MANAGER, LLC
Adviser information for BLUESTONE INVESTMENT MANAGER, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $307.6M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $307.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $307.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128359 |
|---|---|
| SEC ERA File Number | 801-128359 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 296820 |
| Legal Entity Identifier | None |
Principal Office
1650 TYSONS BLVD.SUITE 810
MCLEAN
VA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 703-462-5601, Fax: None
Chief Compliance Officer
CHRISTIE WETZEL
DIRECTOR OF FUND OPERATIONS
1650 TYSONS BLVD.
SUITE 810
MCLEAN
VA
United States
Tel:
703-462-5609
C******@***************M
(Full email address available in API data)
Regulatory Contact
JOHN ALLEN
MANAGING PARTNER
1650 TYSONS BLVD.
SUITE 810
MCLEAN
VA
United States
Tel:
703-462-5601
J*****@***************M
(Full email address available in API data)
Industry Affiliates
| BLUESTONE INVESTMENT GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLUESTONE INVESTMENT GP III, LP | Sponsor, GP, manager of pooled investment vehicles |
| BLUESTONE INVESTMENT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLUESTONE INVESTMENT UGP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLUESTONE INVESTMENT PARTNERS II, LP | Private Equity Fund | $113.6M | $0.3M | 90 |
| BLUESTONE INVESTMENT PARTNERS III-A, LP | Private Equity Fund | $25.2M | $0.3M | 94 |
| BLUESTONE INVESTMENT PARTNERS III, LP | Private Equity Fund | $168.8M | $0.3M | 158 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLEN, JOHN, CHARLES | Individual | – | MANAGING PARTNER | 04/2018 | 50-75% |
| STRANG, WILLIAM, STANLEY | Individual | – | MANAGING PARTNER | 04/2018 | 50-75% |
| WETZEL, CHRISTIE, LAUREN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |