APFORIA
APFORIA LTD Legal Name
Adviser information for APFORIA last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 520 | $37.6M |
| Non-Discretionary | 0 | $0 |
| Total | 520 | $37.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 284 | $23.5M |
| HNW Individuals | 63 | $14.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-128361 |
|---|---|
| SEC ERA File Number | 801-128361 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327176 |
| Legal Entity Identifier | None |
Principal Office
582 LYNNHAVEN PARKWAYSTE 101
VIRGINIA BEACH
VA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 757-407-4189, Fax: None
Chief Compliance Officer
PAUL D ALLEN
582 LYNNHAVEN PKWY
SUITE 101
VIRGINIA BEACH
VA
United States
Tel:
(833) 780-2487
P***@**********M
(Full email address available in API data)
Regulatory Contact
KINGSTON HOLLMAN
COMPLIANCE CONSULTANT
MINNESOTA ST. SUITE 500
428
SAINT PAUL
MN
United States
Tel:
6306318279
K*******@*****************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Ross, Adrienne, Gail | Individual | – | INVESTMENT ADVISER REPRESENTATIVE | 05/2023 | 25-50% |
| Allen, Paul, David | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2023 | 25-50% |
| GILLESPIE, SEAN, C | Individual | – | INVESTMENT ADVISER REPRESENTATIVE | 05/2023 | 25-50% |