JCM3 ASSET MANAGEMENT, LLC

Adviser information for JCM3 ASSET MANAGEMENT, LLC last updated from Form ADV on November 15th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-128368
SEC ERA File Number 801-128368
SEC CIK Numbers None
SEC CRD Numbers 327263
Legal Entity Identifier None

Principal Office

100 LEGACY TRAIL
EDWARDS
CO
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 913-221-3305, Fax: None

Chief Compliance Officer

JOHN MAXWELL
MANAGING MEMBER
100 LEGACY TRAIL
EDWARDS
CO
United States
Tel: 913-221-3305
(Full email address available in API data)

Regulatory Contact

MARK J. DONALDSON, CFA
COMPLIANCE CONSULTANT
PO BOX 7269
KANSAS CITY
MO
United States
Tel: 913-707-7366
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MAXWELL, JOHN, C Individual MANAGING MEMBER / CCO 06/2023 > 75%

No. Employees, Historic

1050202320241 on 6/20/20231 on 6/20/20231 on 6/26/20231 on 7/18/20231 on 11/15/2023