GALAPAGOS GLOBAL CAPITAL MANAGEMENT LLC
Adviser information for GALAPAGOS GLOBAL CAPITAL MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $150.3M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $150.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $150.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 83 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-128371 |
|---|---|
| SEC ERA File Number | 801-128371 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326890 |
| Legal Entity Identifier | 9845008ETCAFFA9D9D51 |
Principal Office
201 S. BISCAYNE BLVDSUITE 1220
MIAMI
FL
United States
Monday - Friday, 9AM - 5PM
Tel: 305-515-5878, Fax: None
Chief Compliance Officer
GUILHERME KI LEE
PARTNER
AVENIDA REBOU�AS, N� 3.507
JARDIM PAULISTANO
S�O PAULO
Brazil
Tel:
+55 11 99654 9847
G************@*******************M
(Full email address available in API data)
Regulatory Contact
BRUNO DE A. CARVALHO
MANAGING MEMBER
201 S. BISCAYNE BLVD
SUITE 1220
MIAMI
FL
United States
Tel:
305-515-5878
B*************@******************S
(Full email address available in API data)
Industry Affiliates
| CYPRESS ASSOCIATES GEST�O E PARTICIPA��ES LTDA. - | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FRONTIER CAPITAL GEST�O DE RECURSOS LTDA | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GALAPAGOS ADVISORY LLC | Other investment adviser, including financial planners |
| GALAPAGOS CAPITAL DISTRIBUIDORA DE T�TULOS E VALORES MOBILI�RIOS S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| GALAPAGOS CAPITAL INVESTIMENTOS E PARTICIPACOES LTDA | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GALAPAGOS INVESTIMENT SOLUCTIONS LTDA. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GALAPAGOS MACRO GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GALAPAGOS WEALTH MANAGEMENT GESTAO DE INVESTMENTOS LTDA | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GLPG CAPITAL CORRETORA DE SEGUROS LTDA | Insurance company or agency |
| I9ADVISORY CONSULTORIA LTDA | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TALER PLANEJAMENTOS FINANCEIROS LTDA. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GALAPAGOS MACRO MASTER LP | Hedge Fund | $29.8M | $1.0M | 3 |
| GALAPAGOS US REAL ESTATE FUND - SEGREGATED PORTFOLIO | Real Estate Fund | $20.3M | $0.3M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARVALHO, BRUNO, DE ARRUDA | Individual | – | MANAGING MEMBER | 05/2023 | < 5% |
| GALAPAGOS INTERNATIONAL, LLC | Domestic Entity | – | MEMBER AND OWNER | 05/2023 | > 75% |
| GALAPAGOS CAPITAL CONTROL PARTICIPACOES SA | Foreign Entity | GALAPAGOS INTERNATIONAL, LLC | INDIRECT OWNER | 05/2023 | > 75% |
| GALAPAGOS CAPITAL PARTNERSHIP PARTICIPACOES S.A | Foreign Entity | GALAPAGOS INTERNATIONAL, LLC | INDIRECT OWNER | 05/2023 | 25-50% |
| Fonseca, Carlos, Rizzo | Individual | GALAPAGOS CAPITAL CONTROL PARTICIPACOES SA | INDIRECT OWNER OF GALAPAGOS CAPITAL CONTROL PARTICIPACOES SA | 06/2019 | 25-50% |
| VALDIVIAHERNANDEZ, JAIME | Individual | – | CHIEF OF STRATEGY AND MACROECONOMICS | 05/2023 | < 5% |
| ZANINI, SERGIO, CORREA | Individual | – | CHIEF INVESTMENT OFFICER | 05/2023 | < 5% |
| BASTOS, TEO, DE ALMEIDA | Individual | – | CHIEF OPERATING OFFICER | 08/2023 | < 5% |
| LEE, GUILHERME, KI | Individual | – | CHIEF COMPLIANCE OFFICER AND PARTNER | 03/2024 | < 5% |
| MACHADO, RODRIGO, CESAR DIAS | Individual | – | MANAGING DIRECTOR, PARTNER, AND HEAD OF REAL ESTATE | 05/2023 | < 5% |