STONECREST ADVISORS, INC.
Adviser information for STONECREST ADVISORS, INC. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 13 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 191 | $62.8M |
| Non-Discretionary | 119 | $71.0M |
| Total | 310 | $133.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 252 | $36.6M |
| HNW Individuals | 15 | $37.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.0M |
| Charitable organizations | <5 | $6.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 39 | $47.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 32 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 133.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STONECREST ADVISORS WRAP PROGRAM | STONECREST ADVISORS WRAP PROGRAM |
Identifiers
| SEC RIA File Number | 801-128386 |
|---|---|
| SEC ERA File Number | 801-128386 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 142095 |
| Legal Entity Identifier | None |
Principal Office
300 WEST 6TH STREETSUITE 1520
AUSTIN
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 866-342-1069, Fax: 512-684-0001
Websites
Chief Compliance Officer
DAVID JONES
CHIEF OPERATING OFFICER, PRESIDENT
300 WEST 6TH STREET
SUITE 1520
AUSTIN
TX
United States
Tel:
512-275-6520
D*****@*********************M
(Full email address available in API data)
Industry Affiliates
| STONECREST CAPITAL MARKETS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| STONECREST INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial planners |
| STONECREST PARTNERS OF PUERTO RICO LLC | Insurance company or agency |
| WINLO MANAGEMENT GROUP, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STONECREST HOLDINGS, LLC | Domestic Entity | – | OWNER | 10/2016 | > 75% |
| WEIBEL, DAVID | Individual | STONECREST HOLDINGS, LLC | MANAGING MEMBER | 10/2016 | 50-75% |
| JONES, DAVID, BENNETT | Individual | – | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/PRESIDENT | 06/2017 | < 5% |
| RANDOLPH, JOHN, SCOTT | Individual | STONECREST HOLDINGS, LLC | EXECUTIVE OFFICER | 10/2016 | 25-50% |