SVB CAPITAL
SVB CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for SVB CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 54 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 64 | $12.2B |
| Non-Discretionary | 0 | $0 |
| Total | 64 | $12.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 64 | $12.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 17 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-128396 |
|---|---|
| SEC ERA File Number | 801-128396 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326747 |
| Legal Entity Identifier | None |
Principal Office
2770 SAND HILL ROADMENLO PARK
CA
United States
Monday - Friday, 9:00 - 17:00
Tel: 650-519-0540, Fax: None
Chief Compliance Officer
CHRISTIE MA
CHIEF OPERATING OFFICER, GENERAL COUNSEL
2770 SAND HILL ROAD
MENLO PARK
CA
United States
Tel:
650-519-0540
C*********@*************M
(Full email address available in API data)
Regulatory Contact
KIM LACY
PROGRAM MANAGER, SR. PARALEGAL
2770 SAND HILL ROAD
MENLO PARK
CA
United States
Tel:
650-519-0540
C*********@*************M
(Full email address available in API data)
Industry Affiliates
| ICG IX DEBT FUNDING I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ICG IX DEBT FUNDING III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ICI II DEBT FUNDING V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INNOVATION CREDIT SMA II SPE, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INNOVATION DEBT FUNDING VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LATIN AMERICA GROWTH LENDING, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPROUT ENDURANCE PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPROUT ENDURANCE PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB ARIZONA INNOVATION CREDIT PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB CAPITAL MASTER SERVICER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB CAPITAL PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB CAPITAL PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB CAPITAL PARTNERS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB CAPITAL PARTNERS V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB CAPITAL PARTNERS VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB CAPITAL VENTURE OVERAGE, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB CP CLIMATE IMPACT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB FINANCIAL GROUP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SVB GROWTH INVESTORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB INNOVATION CREDIT GROWTH PARTNERS IX, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB INNOVATION CREDIT INCOME PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB INNOVATION CREDIT PARTNERS SMA I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB INNOVATION CREDIT PARTNERS SMA II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB INNOVATION CREDIT PARTNERS VIII-A, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB INNOVATION CREDIT PARTNERS VIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB SIF-ASCENSION GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB STRATEGIC INVESTORS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB STRATEGIC INVESTORS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB STRATEGIC INVESTORS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB STRATEGIC INVESTORS IX, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB STRATEGIC INVESTORS V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB STRATEGIC INVESTORS VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB STRATEGIC INVESTORS VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB STRATEGIC INVESTORS VIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB STRATEGIC INVESTORS X, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB STRATEGIC INVESTORS XI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVB STRATEGIC INVESTORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WRG DEBT FUNDING I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WRG DEBT FUNDING III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WRG DEBT FUNDING V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WRG DEBT HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARIZONA INNOVATION CREDIT FUND, L.P. | CREDIT FUND | $413.2M | $0.5M | 2 |
| CAP. PARTNERS V, L.P. | Private Equity Fund | $348.0M | $0.5M | 186 |
| CAP. PARTNERS VI, L.P. | Private Equity Fund | $199.4M | $0.5M | 76 |
| CAPITAL PARTNERS III, L.P. | Private Equity Fund | $117.8M | $0.5M | 87 |
| CAPITAL PARTNERS IV, L.P. | Private Equity Fund | $376.6M | $0.5M | 134 |
| CAPITAL PREFERRED RETURN FUND, L.P. | Venture Capital Fund | $30.2M | $0.5M | 20 |
| CP CLIMATE IMPACT FUND CAYMAN, LLC | Private Equity Fund | $77.4M | $0.5M | 1 |
| CP CLIMATE IMPACT FUND, L.P. | Private Equity Fund | $77.7M | $0.5M | 6 |
| CP II, L.P. | Venture Capital Fund | $19.4M | $0.5M | 219 |
| GROWTH PARTNERS, L.P. | Venture Capital Fund | $22.7M | $0.5M | 16 |
| INNOVATION CREDIT FUND VIII-A, L.P. | CREDIT FUND | $230.1M | $0.5M | 33 |
| INNOVATION CREDIT GROWTH FUND IX-U, L.P. | CREDIT FUND | $100.9M | $0.5M | 15 |
| INNOVATION CREDIT GROWTH FUND IX, L.P. | CREDIT FUND | $692.0M | $0.5M | 81 |
| INNOVATION CREDIT GROWTH IX SPLITTER, L.P. | CREDIT FUND | $104.3M | $0.5M | 9 |
| INNOVATION CREDIT INCOME FUND II, L.P. | CREDIT FUND | $156.5M | $0.5M | 2 |
| INNOVATION CREDIT SMA II, L.P. | CREDIT FUND | $121.1M | $0.5M | 4 |
| INNOVATION CREDIT VIII-A SPLITTER, L.P. | CREDIT FUND | $43.9M | $0.5M | 10 |
| QUALIFIED INVESTORS FUND II, LLC | Venture Capital Fund | $2.8M | $0.5M | 69 |
| QUALIFIED INVESTORS FUND III, LLC | Private Equity Fund | $6.1M | $0.5M | 33 |
| QUALIFIED INVESTORS FUND IV, LLC | Private Equity Fund | $9.1M | $0.5M | 46 |
| QUALIFIED INVESTORS FUND V, LLC | Private Equity Fund | $18.7M | $0.5M | 84 |
| QUALIFIED INVESTORS FUND VI, LLC | Private Equity Fund | $17.7M | $0.5M | 92 |
| QUALIFIED INVESTORS FUND, LLC | Venture Capital Fund | $0.6M | $0.5M | 68 |
| SIF-ASCENSION I CAYMAN, L.P. | Private Equity Fund | $21.7M | $0.5M | 4 |
| SIF-ASCENSION I, L.P. | Private Equity Fund | $143.1M | $0.5M | 167 |
| SPROUT ENDURANCE PARTNERS CAYMAN, L.P. | Private Equity Fund | $274.9M | $0.5M | 4 |
| SPROUT ENDURANCE PARTNERS II CAYMAN, L.P. | Private Equity Fund | $72.6M | $0.5M | 2 |
| SPROUT ENDURANCE PARTNERS II, L.P. | Private Equity Fund | $119.9M | $0.5M | 18 |
| SPROUT ENDURANCE PARTNERS, L.P. | Private Equity Fund | $677.1M | $0.5M | 100 |
| STRATEGIC INVESTORS FUND II, L.P. | Venture Capital Fund | $24.9M | $0.5M | 179 |
| STRATEGIC INVESTORS FUND III, L.P. | Venture Capital Fund | $126.7M | $0.5M | 129 |
| STRATEGIC INVESTORS FUND IV, L.P. | Venture Capital Fund | $231.6M | $0.5M | 61 |
| STRATEGIC INVESTORS FUND IX CAYMAN, L.P. | Private Equity Fund | $211.3M | $0.5M | 25 |
| STRATEGIC INVESTORS FUND IX MASTER, L.P. | Private Equity Fund | $1,154.3M | $0.5M | 157 |
| STRATEGIC INVESTORS FUND IX-A CAYMAN, L.P. | Private Equity Fund | $114.2M | $0.5M | 1 |
| STRATEGIC INVESTORS FUND IX-A, L.P. | Private Equity Fund | $318.5M | $0.5M | 9 |
| STRATEGIC INVESTORS FUND IX-B, L.P. | Private Equity Fund | $119.8M | $0.5M | 7 |
| STRATEGIC INVESTORS FUND IX, L.P. | Private Equity Fund | $691.3M | $0.5M | 170 |
| STRATEGIC INVESTORS FUND V-A OPPORTUNITY, L.P. | Private Equity Fund | $124.4M | $0.5M | 8 |
| STRATEGIC INVESTORS FUND V-A, L.P. | Private Equity Fund | $214.3M | $0.5M | 8 |
| STRATEGIC INVESTORS FUND V-B, L.P. | Private Equity Fund | $73.9M | $0.5M | 8 |
| STRATEGIC INVESTORS FUND V, L.P. | Private Equity Fund | $486.7M | $0.5M | 76 |
| STRATEGIC INVESTORS FUND VI-A, L.P. | Private Equity Fund | $567.8M | $0.5M | 8 |
| STRATEGIC INVESTORS FUND VI, L.P. | Private Equity Fund | $820.9M | $0.5M | 62 |
| STRATEGIC INVESTORS FUND VII-A, L.P. | Private Equity Fund | $454.0M | $0.5M | 8 |
| STRATEGIC INVESTORS FUND VII, L.P. | Private Equity Fund | $751.6M | $0.5M | 92 |
| STRATEGIC INVESTORS FUND VIII CAYMAN, L.P. | Private Equity Fund | $128.6M | $0.5M | 5 |
| STRATEGIC INVESTORS FUND VIII-A, L.P. | Private Equity Fund | $250.9M | $0.5M | 7 |
| STRATEGIC INVESTORS FUND VIII-B, L.P. | Private Equity Fund | $98.4M | $0.5M | 7 |
| STRATEGIC INVESTORS FUND VIII, L.P. | Private Equity Fund | $1,227.7M | $0.5M | 236 |
| STRATEGIC INVESTORS FUND X CAYMAN, L.P. | Private Equity Fund | $367.4M | $0.5M | 101 |
| STRATEGIC INVESTORS FUND X MASTER, L.P. | Private Equity Fund | $1,306.0M | $0.5M | 243 |
| STRATEGIC INVESTORS FUND X ONTARIO, L.P. | Private Equity Fund | $92.2M | $0.5M | 19 |
| STRATEGIC INVESTORS FUND X-A CAYMAN, L.P. | Private Equity Fund | $72.3M | $0.5M | 1 |
| STRATEGIC INVESTORS FUND X-A, L.P. | Private Equity Fund | $154.2M | $0.5M | 8 |
| STRATEGIC INVESTORS FUND X-B, L.P. | Private Equity Fund | $82.0M | $0.5M | 7 |
| STRATEGIC INVESTORS FUND X, L.P. | Private Equity Fund | $1,027.8M | $0.5M | 346 |
| STRATEGIC INVESTORS FUND XI CAYMAN, L.P. | Private Equity Fund | $443.8M | $0.5M | 89 |
| STRATEGIC INVESTORS FUND XI MASTER, L.P. | Private Equity Fund | $1,134.7M | $0.5M | 109 |
| STRATEGIC INVESTORS FUND XI, L.P. | Private Equity Fund | $1,100.7M | $0.5M | 197 |
| STRATEGIC INVESTORS FUND, L.P. | Venture Capital Fund | $7.1M | $0.5M | 171 |
| SVB INNOVATION CREDIT FUND VIII, L.P. | CREDIT FUND | $730.7M | $0.5M | 31 |
| VENTURE INVESTMENT MANAGERS, L.P. | Venture Capital Fund | $65.8M | $0.5M | 3 |
| VENTURE OVERAGE FUND, L.P. | Private Equity Fund | $143.3M | $0.5M | 101 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SVB CAPITAL HOLDCO, LLC | Domestic Entity | – | MANAGING MEMBER | 04/2023 | > 75% |
| SVB FINANCIAL GROUP | Domestic Entity | SVB CAPITAL HOLDCO, LLC | MEMBER | 04/2023 | > 75% |
| MA, CHRISTIE, BRANSON | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | 02/2024 | < 5% |
| LASKEY, BEAU, DANIEL | Individual | – | MANAGING PARTNER | 01/2024 | < 5% |
| MANDANI, SULAIMAN, SADRUDIN | Individual | – | MANAGING PARTNER | 01/2024 | < 5% |
| Gershenberg, Aaron, Garth | Individual | – | MANAGING PARTNER | 01/2024 | < 5% |