KARLOV STREET MANAGER, LLC
KARLOV STREET CAPITAL, LLC Legal Name
Adviser information for KARLOV STREET MANAGER, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 26 | $257.2M |
| Non-Discretionary | 0 | $0 |
| Total | 26 | $257.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 26 | $257.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based feesADMINISTRATION FEES, CONTRIBUTION FEES |
Identifiers
| SEC RIA File Number | 801-128419 |
|---|---|
| SEC ERA File Number | 801-128419 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288910 |
| Legal Entity Identifier | None |
Principal Office
433 PLAZA REALSUITE 275
BOCA RATON
FL
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 847-503-9393, Fax: None
Chief Compliance Officer
JACOB SHAPIRO
PRESIDENT
433 PLAZA REAL
SUITE 260
BOCA RATON
FL
United States
Tel:
847-503-9393
J*******@***************M
(Full email address available in API data)
Industry Affiliates
| KEITH SHAPIRO | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KARLOV STREET CORE FUND II, LLC | FUND OF FUNDS | $18.4M | $0.0M | 86 |
| KARLOV STREET CORE FUND, LLC | FUND OF FUNDS | $3.0M | $0.1M | 20 |
| KARLOV STREET DEBT FUND 3, LLC | FUND OF FUNDS | $13.8M | $0.1M | 77 |
| KARLOV STREET DIVERSIFIED 2, LLC | FUND OF FUNDS | $21.7M | $0.0M | 99 |
| KARLOV STREET DIVERSIFIED FUND I, LLC | FUND OF FUNDS | $2.4M | $0.0M | 42 |
| KARLOV STREET GLOBAL RE 1, LLC | FUND OF FUNDS | $36.0M | $0.0M | 93 |
| KARLOV STREET HEALTH CARE INVESTMENT 1, LLC | FUND OF FUNDS | $2.7M | $0.5M | 17 |
| KARLOV STREET HEALTH CARE INVESTMENT 2, LLC | FUND OF FUNDS | $30.0M | $0.5M | 62 |
| KARLOV STREET KABDC TE, LLC | FUND OF FUNDS | $0.8M | $0.1M | 7 |
| KARLOV STREET KABDC, LLC | FUND OF FUNDS | $21.0M | $0.0M | 86 |
| KARLOV STREET KABDC2, LLC | FUND OF FUNDS | $5.6M | $0.1M | 19 |
| KARLOV STREET LEVEL 6-QP, LLC | FUND OF FUNDS | $13.0M | $0.1M | 38 |
| KARLOV STREET LEVEL 6, LLC | FUND OF FUNDS | $9.2M | $0.1M | 43 |
| KARLOV STREET LEVEL INVESTOR OPPORTUNITY 1, LLC | FUND OF FUNDS | $0.0M | $0.1M | 22 |
| KARLOV STREET LEVEL INVESTOR OPPORTUNITY 2, LLC | FUND OF FUNDS | $1.2M | $0.1M | 21 |
| KARLOV STREET LEVEL INVESTOR OPPORTUNITY 3, LLC | FUND OF FUNDS | $0.0M | $0.1M | 24 |
| KARLOV STREET LEVEL INVESTOR OPPORTUNITY 4, LLC | FUND OF FUNDS | $0.0M | $0.1M | 37 |
| KARLOV STREET LEVEL INVESTOR OPPORTUNITY 5, LLC | FUND OF FUNDS | $4.5M | $0.1M | 43 |
| KARLOV STREET LOCUSVIEW, LLC | FUND OF FUNDS | $2.5M | $0.0M | 40 |
| KARLOV STREET QUARTZ, LLC | FUND OF FUNDS | $20.0M | $0.1M | 168 |
| KARLOV STREET SUPERFEET, LLC | FUND OF FUNDS | $4.8M | $0.0M | 80 |
| KARLOV STREET TECHSEE, LLC | FUND OF FUNDS | $2.3M | $0.0M | 39 |
| KARLOV STREET TERRAVET, LLC | FUND OF FUNDS | $10.8M | $0.0M | 95 |
| KARLOV STREET THREE BEARS, LLC | FUND OF FUNDS | $7.4M | $0.0M | 68 |
| KARLOV STREET VENTURES I, LLC | FUND OF FUNDS | $2.4M | $0.0M | 23 |
| KARLOV STREET WMC, LLC | FUND OF FUNDS | $3.6M | $0.1M | 20 |
| KSC HEALTHCARE 5, LLC | FUND OF FUNDS | $20.0M | $0.1M | 72 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHAPIRO, KEITH, JAY | Individual | NEWPATH LLC | MANAGER | 11/2011 | |
| SHAPIRO, KEITH, JAY | Individual | – | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 10/2015 | < 5% |
| SHAPIRO, MARCI, LYNN | Individual | JLS NEWPATH TRUST | TRUSTEE | 11/2011 | 25-50% |
| SHAPIRO, JACOB, LOUIS | Individual | JLS NEWPATH TRUST | TRUSTEE | 11/2011 | 25-50% |
| SHAPIRO, MARCI, LYNN | Individual | MIS NEWPATH TRUST | TRUSTEE | 11/2011 | 25-50% |
| SHAPIRO, MICHAEL, ISAAC | Individual | MIS NEWPATH TRUST | TRUSTEE | 11/2011 | 25-50% |
| SHAPIRO, MARCI, LYNN | Individual | JDS NEWPATH TRUST | TRUSTEE | 11/2011 | 25-50% |
| SHAPIRO, JORDAN, DAVID | Individual | JDS NEWPATH TRUST | TRUSTEE | 11/2011 | 25-50% |
| SHAPIRO, JACOB, LOUIS | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |
| JLS NEWPATH TRUST | Domestic Entity | NEWPATH LLC | MEMBER | 11/2011 | 25-50% |
| MIS NEWPATH TRUST | Domestic Entity | NEWPATH LLC | MEMBER | 11/2011 | 25-50% |
| JDS NEWPATH TRUST | Domestic Entity | NEWPATH LLC | MEMBER | 11/2011 | 25-50% |
| KARLOV STREET PARTNERS, LLC | Domestic Entity | – | OWNER AND MANAGER | 05/2023 | > 75% |
| NEWPATH LLC | Domestic Entity | KARLOV STREET PARTNERS, LLC | MEMBER | 05/2023 | > 75% |