FDI WEALTH MANAGEMENT, LLC
Adviser information for FDI WEALTH MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 560 | $174.8M |
| Non-Discretionary | 0 | $0 |
| Total | 560 | $174.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 139 | $23.0M |
| HNW Individuals | 210 | $34.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 211 | $117.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsFINANCIAL CONSULTING |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-128421 |
|---|---|
| SEC ERA File Number | 801-128421 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292050 |
| Legal Entity Identifier | None |
Principal Office
777 BRICKELL AVESUITE 500
MIAMI
FL
United States
OUT OF THE COUNTRY, BY APPOINTMENT ONLY
Tel: 561-875-7673, Fax: 305-721-2701
Websites
Chief Compliance Officer
DANIEL GONZ�LEZ POSSE
777 BRICKELL AVE
SUITE 500
MIAMI
FL
United States
Tel:
561-875-1663
D*****@******************M
(Full email address available in API data)
Regulatory Contact
MARIANO SARDANS
MANAGING MEMBER/PRESIDENT
777 BRICKELL AVE
SUITE 500
MIAMI
FL
United States
Tel:
954-854-4303
M*******@******************M
(Full email address available in API data)
Industry Affiliates
| FDI FAMILY OFFICE S.A | Other investment adviser, including financial planners |
| FINANCIAL DESIGN INTERNATIONAL S.A. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FDI FAMILY OFFICE S.A. | Foreign Entity | – | SHAREHOLDER | 07/2017 | > 75% |
| SARDANS, MARIANO, ARIEL | Individual | FDI FAMILY OFFICE S.A. | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 07/2017 | > 75% |
| SARDANS, MARIANO, ARIEL | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2017 | < 5% |