INCEPTIV
INCEPTIV MANAGEMENT, LP Legal Name
Adviser information for INCEPTIV last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $142.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $142.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $142.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128422 |
|---|---|
| SEC ERA File Number | 801-128422 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310133 |
| Legal Entity Identifier | None |
Principal Office
3975 LANDMARK STREET#1400
CULVER CITY
CA
United States
Monday - Friday, 9:00 AM- 5:00 PM
Tel: 424-363-0200, Fax: None
Chief Compliance Officer
DAVID JOHN POULTEN
PARTNER, CFO, COO
3975 LANDMARK STREET
#1400
CULVER CITY
CA
United States
Tel:
(424) 363-0200
D*@***********M
(Full email address available in API data)
Regulatory Contact
ULINDRA VIJAYA
PARTNER
3975 LANDMARK STREET
#1400
CULVER CITY
CA
United States
Tel:
(424) 363-0200
U*@***********M
(Full email address available in API data)
Industry Affiliates
| INCEPTIV CARRY CO, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TOWER 14 MSP I GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INCEPTIV PLATFORM I, LP | Private Equity Fund | $142.1M | $0.3M | 110 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INCEPTIV HOLDINGS LLC | Domestic Entity | – | LIMITED PARTNER | 01/2020 | > 75% |
| INCEPTIV FOUNDERS LLC | Domestic Entity | INCEPTIV HOLDINGS LLC | MEMBER | 01/2020 | > 75% |
| SHALEV, HEZY, YEHEZKEL | Individual | BLACKBRIAR HOLDINGS, LLC | MANAGER | 01/2020 | > 75% |
| POULTEN, DAVID, JOHN | Individual | DAVID AND ANDREA POULTEN FAMILY TRUST | TRUSTEE | 01/2020 | |
| SHALEV, HEZY, YEHEZKEL | Individual | – | PARTNER | 01/2020 | < 5% |
| INCEPTIV FOUNDERS LLC | Domestic Entity | – | GENERAL PARTNER | 01/2020 | < 5% |
| POULTEN, DAVID, JOHN | Individual | – | PARTNER, CCO, CFO, COO | 01/2020 | < 5% |
| VOGEL, PAUL, RICHARD | Individual | – | PARTNER | 01/2020 | < 5% |
| VIJAYA, ULINDRA, NMN | Individual | INCEPTIV FOUNDERS LLC | PARTNER | 01/2020 | 25-50% |
| VOGEL, PAUL, RICHARD | Individual | TERNER VOGEL TRUST | TRUSTEE | 01/2020 | |
| INCEPTIV INVESTORS LLC | Domestic Entity | INCEPTIV HOLDINGS LLC | MEMBER | 01/2020 | |
| VIJAYA, ULINDRA, NMN | Individual | – | PARTNER | 01/2020 | < 5% |
| LOUIE DEUCE II, LLC | Domestic Entity | INCEPTIV INVESTORS LLC | MEMBER | 09/2022 | 25-50% |
| HEOJJE DELAWARE TRUST | Domestic Entity | LOUIE DEUCE II, LLC | MEMBER | 09/2022 | > 75% |
| RITTENBERG, LEON, HIRSCH | Individual | LOUIE DEUCE II, LLC | SOLE MANAGER | 09/2022 | |
| BRYN MAWR TRUST COMPANY OF DELAWARE | Domestic Entity | HEOJJE DELAWARE TRUST | TRUSTEE | 09/2022 | |
| TERNER VOGEL TRUST | Domestic Entity | INCEPTIV FOUNDERS LLC | MEMBER | 01/2020 | 25-50% |
| DAVID AND ANDREA POULTEN FAMILY TRUST | Domestic Entity | INCEPTIV FOUNDERS LLC | MEMBER | 01/2020 | 25-50% |
| BLACKBRIAR HOLDINGS, LLC | Domestic Entity | INCEPTIV FOUNDERS LLC | MEMBER | 01/2020 | 25-50% |
| 2011 SHALEV FAMILY TRUST | Domestic Entity | BLACKBRIAR HOLDINGS, LLC | MEMBER | 01/2020 | > 75% |
| SHALEV, HEZY, YEHEZKEL | Individual | 2011 SHALEV FAMILY TRUST | TRUSTEE | 01/2020 | |
| LOU, WAYNE, NMN | Individual | – | PARTNER | 07/2022 | < 5% |