ARCHWAY WEALTH MANAGEMENT, LLC
Adviser information for ARCHWAY WEALTH MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 406 | $230.4M |
Non-Discretionary | 393 | $56.9M |
Total | 799 | $287.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 103 | $40.8M |
HNW Individuals | 82 | $246.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
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Compensation | % of AUMFixed fees |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
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Acting As | RAUM |
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Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 230.4M |
Portfolio Manager to Program | Sponsor |
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ARCHWAY WEALTH MANAGEMENT WRAP PROGRAM | ARCHWAY WEALTH MANAGEMENT, LLC |
Identifiers
SEC RIA File Number | 801-128424 |
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SEC ERA File Number | 801-128424 |
SEC CIK Numbers | None |
SEC CRD Numbers | 326816 |
Legal Entity Identifier | None |
Principal Office
10900 MANCHESTER RDSUITE 203
KIRKWOOD
MO
United States
Monday - Friday, 8AM - 4PM
Tel: (573) 999-2248, Fax: None
Websites
Chief Compliance Officer
SAMUEL EVERETT
MANAGING MEMBER
10900 MANCHESTER RD
SUITE 203
KIRKWOOD
MO
United States
Tel:
573-999-2248
S*************@*******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
EVERETT, SAMUEL, JOSEPH | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 04/2023 | 5-10% |
O'NEAL, TIMOTHY, REYNOLDS | Individual | – | MANAGING MEMBER | 04/2023 | > 75% |