P3 ASSET MANAGEMENT
P3 ASSET MANAGEMENT, LLC Legal Name
Adviser information for P3 ASSET MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128426 |
|---|---|
| SEC ERA File Number | 801-128426 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327327 |
| Legal Entity Identifier | None |
Principal Office
7195 WAGNER WAY NWSUITE 104
GIG HARBOR
WA
United States
Monday - Friday, 8:30 AM TO 5;00 PM
Tel: 253-470-4977, Fax: None
Websites
Chief Compliance Officer
CRAIG JOHNSEN
CO-MANAGER
7195 WAGNER WAY NW
SUITE 104
GIG HARBOR
WA
United States
Tel:
253-470-4977
C*******@*******M
(Full email address available in API data)
Regulatory Contact
RYAN FINNIGAN
7195 WAGNER WAY NW
SUITE 104
GIG HARBOR
WA
United States
Tel:
253-470-4977
R***@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DKJ VENTURES LLC | Domestic Entity | SOUND WEALTH PARTNERS | OWNER | 09/2016 | 50-75% |
| SOUND WEALTH PARTNERS | Domestic Entity | – | CO-MANAGER | 06/2023 | < 5% |
| JOHNSEN, CRAIG, DOUGLAS | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |
| KCSL VENTURES LLC | Domestic Entity | SOUND WEALTH PARTNERS | OWNER | 09/2016 | 50-75% |
| JOHNSEN, CRAIG, DOUGLAS | Individual | DKJ VENTURES LLC | OWNER | 07/2014 | > 75% |
| FINNIGAN, RYAN, CHRISTOPHER | Individual | KCSL VENTURES LLC | OWNER | 05/2014 | > 75% |
| RAMIREZ, RUBEN, RENE | Individual | – | PRESIDENT AND CO-MANAGER | 06/2023 | 50-75% |
| KCSL VENTURES LLC | Domestic Entity | – | OWNER | 12/2023 | 10-25% |
| DKJ VENTURES LLC | Domestic Entity | – | OWNER | 12/2023 | 10-25% |
| SMITH, EDWARD, DONALD | Individual | – | CO-MANAGER | 12/2023 | 10-25% |