SIGNATURE EQUITY PARTNERS, LLC
Adviser information for SIGNATURE EQUITY PARTNERS, LLC last updated from Form ADV on November 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 20 |
| Registered State Investment Advisers | 20 |
| Licensed Agents of an Insurance Company | 20 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 758 | $99.9M |
| Non-Discretionary | 1 | $91,033 |
| Total | 759 | $100.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 322 | $70.6M |
| HNW Individuals | 18 | $29.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)RETIREMENT PLAN CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-128432 |
|---|---|
| SEC ERA File Number | 801-128432 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327455 |
| Legal Entity Identifier | None |
Principal Office
445 HUTCHINSON AVENUESUITE 800
COLUMBUS
OH
United States
Monday - Friday, 9:00 AM - 5:00 P.M.
Tel: 614-846-6000, Fax: 614-846-6419
Websites
www.sfg4you.com
www.linkedin.com/in/scottarmstrong2/
www.phoenix419.com/
www.sfmilner.com/
www.linkedin.com/in/sean-frederick-milner-aif-981815/
www.jdmyersinvestments.com/
www.linkedin.com/in/jason-myers-aif-aams-cpfa-74652a75/
www.retirewithsfg.com/
www.linkedin.com/in/transitionfinancialadvisor/
www.legacyconsultantsgroup.com/
www.linkedin.com/in/kylesanders/
twitter.com/kylesanders2
www.facebook.com/legacyconsultantsgroup
www.linkedin.com/in/anthony-tony-shockley-a8197612/
www.rstastnyfinancial.com/
www.linkedin.com/in/rodney-stastny-0240b37/
www.msweaverwealth.com/
www.linkedin.com/in/msweaverwealth/
www.linkedin.com/in/markusweaver/
Chief Compliance Officer
YOLANDE CIRCOSTA
445 HUCHINSON AVENUE
SUITE 800
COLUMBUS
OH
United States
Tel:
614-846-6000
Fax:
614-846-6419
Y********@**********M
(Full email address available in API data)
Regulatory Contact
MATTHEW MILLMAN
COMPLIANCE COUNSEL (EXTERNAL)
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
M*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARMSTRONG, SCOTT, WARD | Individual | – | PRINCIPAL | 06/2023 | > 75% |
| CIRCOSTA, YOLANDE, DEE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |