4X4 CAPITAL
4X4 CAPITAL, LLC Legal Name
Adviser information for 4X4 CAPITAL last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $316.1M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $316.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $316.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128439 |
|---|---|
| SEC ERA File Number | 801-128439 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316647 |
| Legal Entity Identifier | None |
Principal Office
1350 AVENUE OF THE AMERICASSUITE 2302
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 917-780-8035, Fax: None
Chief Compliance Officer
CINTIA ANDRIETTA
CHIEF LEGAL OFFICER
1350 AVENUE OF AMERICAS
SUITE 2302
NEW YORK
NY
United States
Tel:
347-972-0578
C*****@*************M
(Full email address available in API data)
Industry Affiliates
| 4X4 CAPITAL I GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| 4X4 CAPITAL II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 4X4 FUND II, LP | Private Equity Fund | $71.6M | $0.1M | 32 |
| 4X4 FUND III, LP | Private Equity Fund | $244.5M | $0.1M | 43 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TEIXEIRA, RAFAEL, VALLADARES SABINO | Individual | – | PARTNER | 05/2020 | < 5% |
| MEDICIS, ALEXANDRE, DA SILVEIRA | Individual | – | PARTNER | 02/2018 | < 5% |
| MACEDO, PAULO, ERMIRIO DE MORAES | Individual | – | PARTNER | 05/2020 | < 5% |
| 4X4 CAPITAL FP LLC | Domestic Entity | – | SOLE MEMBER | 11/2018 | > 75% |
| MEDICIS, ALEXANDRE, DA SILVEIRA | Individual | 4X4 CAPITAL FP LLC | OWNER | 11/2018 | > 75% |
| EM INTERESTS LLC | Domestic Entity | – | PARTNER | 02/2023 | 5-10% |
| ANDRIETTA, CINTIA, NMN | Individual | – | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |