IMPACT ENGINE
IMPACT ENGINE MANAGEMENT, PBC Legal Name
Adviser information for IMPACT ENGINE last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $170.5M |
| Non-Discretionary | 2 | $68.5M |
| Total | 9 | $239.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $239.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128444 |
|---|---|
| SEC ERA File Number | 801-128444 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304022 |
| Legal Entity Identifier | None |
Principal Office
222 W. MERCHANDISE MART PLAZASUITE 1212
CHICAGO
IL
United States
Monday - Friday, 9-5
Tel: 872-228-5197, Fax: None
Chief Compliance Officer
CARA WOOD
222 MERCHANDISE MART PLAZA
SUITE 1212
CHICAGO
IL
United States
Tel:
765-414-4566
C***@******************M
(Full email address available in API data)
Regulatory Contact
ROGER LIEW
INFORMATION SECURITY OFFICER
222 MERCHANDISE MART PLAZA
SUITE 1212
CHICAGO
IL
United States
Tel:
773-368-4567
R****@******************M
(Full email address available in API data)
Industry Affiliates
| IEPE CONDUCTORS I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| IEPE CONDUCTORS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| IEV CONDUCTORS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| IEV CONDUCTORS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| IMPACT CONDUCTORS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| IMPACT CONDUCTORS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| IMPACT CONDUCTORS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| IMPACT ENGINE II, LLC | Venture Capital Fund | $2.6M | $0.0M | 22 |
| IMPACT ENGINE III, LLC | Venture Capital Fund | $2.1M | $0.0M | 19 |
| IMPACT ENGINE IV, LLC | Venture Capital Fund | $15.7M | $0.0M | 87 |
| IMPACT ENGINE PRIVATE EQUITY FUND II, LP | Private Equity Fund | $84.8M | $0.3M | 97 |
| IMPACT ENGINE PRIVATE EQUITY, LP | Private Equity Fund | $33.9M | $0.1M | 64 |
| IMPACT ENGINE VENTURES II, LP | Venture Capital Fund | $31.4M | $0.1M | 83 |
| IMPACT ENGINE VENTURES III, LP | Venture Capital Fund | $0.0M | $0.3M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEITZ, TASHA | Individual | – | CHIEF VENTURE OFFICER | 12/2017 | < 5% |
| Yagan, Jessica, Droste | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2017 | < 5% |
| Liew, Roger | Individual | – | INFORMATION SECURITY OFFICER, CHIEF TECHNOLOGY OFFICER | 12/2021 | < 5% |
| Parrish, Priya | Individual | – | CHIEF INVESTMENT OFFICER | 04/2018 | < 5% |
| Darragh, Linda | Individual | – | SHAREHOLDER AND DIRECTOR | 12/2017 | 5-10% |
| TASHA ELIZABETH SEITZ DECLARATION OF TRUST UAD 12/16/2004 | Domestic Entity | – | SHAREHOLDER | 12/2017 | 10-25% |
| CHUCK TEMPLETON LIVING TRUST DATED 8/10/2009 | Domestic Entity | – | SHAREHOLDER | 12/2017 | 10-25% |
| SAM D. YAGAN, TRUSTEE OF THE THE JESSICA DROSTE YAGAN 2012 GIFT TRUST U/A/D 12/14/12 | Domestic Entity | – | SHAREHOLDER | 12/2017 | 10-25% |
| TEMPLETON, CHUCK, WILSON | Individual | CHUCK TEMPLETON LIVING TRUST DATED 8/10/2009 | TRUSTEE | 12/2017 | |
| SEITZ, TASHA | Individual | TASHA ELIZABETH SEITZ DECLARATION OF TRUST UAD 12/16/2004 | TRUSTEE | 12/2017 | |
| TEMPLETON, JULIE | Individual | CHUCK TEMPLETON LIVING TRUST DATED 8/10/2009 | TRUSTEE | 12/2017 | |
| Yagan, Sam | Individual | SAM D. YAGAN, TRUSTEE OF THE THE JESSICA DROSTE YAGAN 2012 GIFT TRUST U/A/D 12/14/12 | TRUSTEE | 12/2017 | |
| Wood, Cara, Jean | Individual | – | CHIEF COMPLIANCE OFFICER, VP OF FINANCE AND OPERATIONS | 12/2021 | < 5% |