CANOPY CAPITAL GROUP
GOLDENX COMPANY Legal Name
Adviser information for CANOPY CAPITAL GROUP last updated from Form ADV on June 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128447 |
|---|---|
| SEC ERA File Number | 801-128447 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326730 |
| Legal Entity Identifier | None |
Principal Office
500 UNICORN PARK DRWOBURN
MA
United States
Monday - Friday, 8:00 AM - 5:00PM
Tel: 7812223972, Fax: None
Websites
Chief Compliance Officer
ERIC GOLDEN
CHIEF EXECUTIVE OFFICER
500 UNICORN PARK DR
WOBURN
MA
United States
Tel:
7812223972
C*********@***************O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOLDEN, ERIC, JASON | Individual | – | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | 04/2022 | 50-75% |
| POSITIVE SUM CAPITAL LP | Domestic Entity | – | SHAREHOLDER | 08/2022 | 10-25% |
| POSITIVE SUM ADVISORS LLC | Domestic Entity | POSITIVE SUM CAPITAL LP | GENERAL PARTNER | 10/2020 | |
| GREY STREET VENTURES LLC | Domestic Entity | POSITIVE SUM CAPITAL LP | LIMITED PARTNER | 10/2020 | 25-50% |
| O'SHAUGHNESSY, PATRICK, WALKER | Individual | POSITIVE SUM ADVISORS LLC | MEMBER | 07/2002 | > 75% |