HALLE CAPITAL MANAGEMENT LP
Adviser information for HALLE CAPITAL MANAGEMENT LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $504.7M |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $504.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $504.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 18 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesMONITORING FEES FROM CERTAIN PORTFOLIO COMPANIES |
Identifiers
| SEC RIA File Number | 801-128452 |
|---|---|
| SEC ERA File Number | 801-128452 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307156 |
| Legal Entity Identifier | None |
Principal Office
767 5TH AVENUE44TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 212-906-4140, Fax: None
Chief Compliance Officer
BRYAN D. COHEN
CHIEF FINANCIAL OFFICER
767 5TH AVE
44TH FLOOR
NEW YORK
NY
United States
Tel:
212-906-4136
B****@***************M
(Full email address available in API data)
Industry Affiliates
| HALLE CAPITAL PARTNERS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| HALLE CAPITAL PARTNERS II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HALLE CAPITAL CAYMAN PARTNER II LLC | Private Equity Fund | $6.9M | $0.0M | 2 |
| HALLE CAPITAL PARTNERS I LP | Private Equity Fund | $69.2M | $0.5M | 45 |
| HALLE CAPITAL PARTNERS II LP | Private Equity Fund | $97.8M | $1.0M | 80 |
| HALLE LHP HOLDINGS LLC | Private Equity Fund | $47.0M | $0.0M | 25 |
| HALLE PARACHUTE HOLDINGS (CAYMAN) LLC | Private Equity Fund | $24.6M | $0.0M | 1 |
| HALLE PARACHUTE HOLDINGS LLC | Private Equity Fund | $59.3M | $0.0M | 30 |
| HALLE PSP FUND LLC | Private Equity Fund | $11.8M | $0.0M | 25 |
| HALLE ROCKIT FUND LLC | Private Equity Fund | $94.1M | $0.0M | 60 |
| HALLE TREE GUARDIANS HOLDINGS LLC | Private Equity Fund | $38.0M | $0.0M | 25 |
| HALLE TRUE ENVIRONMENTAL FUND LLC | Private Equity Fund | $52.9M | $0.0M | 35 |
| HCP RB HOLDINGS LLC | Private Equity Fund | $34.8M | $0.0M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUTFREUND, JOHN, PETER | Individual | – | MANAGING PARTNER - HALLE CAPITAL MANAGEMENT LP | 09/2019 | > 75% |
| GUTFREUND, JOHN, PETER | Individual | HALLE CAPITAL MANAGEMENT GP LLC | MANAGING MEMBER | 09/2019 | > 75% |
| HALLE CAPITAL MANAGEMENT GP LLC | Domestic Entity | – | GENERAL PARTNER - HALLE CAPITAL MANAGEMENT LP | 09/2019 | < 5% |
| COHEN, BRYAN, DAVID | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 11/2021 | < 5% |