OPTIMUS CAPITAL ADVISORS, LLC
Adviser information for OPTIMUS CAPITAL ADVISORS, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 445 | $129.1M |
| Non-Discretionary | 0 | $0 |
| Total | 445 | $129.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 142 | $37.3M |
| HNW Individuals | 20 | $86.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 27 | $398,142 |
| Charitable organizations | 2 | $5.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-128467 |
|---|---|
| SEC ERA File Number | 801-128467 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147500 |
| Legal Entity Identifier | None |
Principal Office
743 W. MAIN STREETCOPPELL
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 972-745-7704, Fax: 972-848-8218
Chief Compliance Officer
JOHN GESEK
MANAGING MEMBER
743 W. MAIN STREET
COPPELL
TX
United States
Tel:
972-745-7704
Fax:
972-848-8218
J*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GESEK, JOHN, CHRISTIAN | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 04/2008 | > 75% |