GFO ASSET MANAGEMENT, LLC
Adviser information for GFO ASSET MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $456.7M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $456.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $456.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-128468 |
|---|---|
| SEC ERA File Number | 801-128468 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311874 |
| Legal Entity Identifier | None |
Principal Office
1680 MICHIGAN AVE.SUITE 817
MIAMI BEACH
FL
United States
Monday - Friday, 9AM-5PM
Tel: (203) 550-4233, Fax: None
Chief Compliance Officer
PAUL SZEP
1680 MICHIGAN AVE.
SUITE 817
MIAMI BEACH
FL
United States
Tel:
(973) 202-1069
P*@***********M
(Full email address available in API data)
Industry Affiliates
| PRF FOCUS FUND I GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRF FUND I GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRF FUND II GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PRF FOCUS FUND I, LP | Private Equity Fund | $87.7M | $0.5M | 78 |
| PRF FUND I, LP | Hedge Fund | $330.3M | $0.5M | 166 |
| PRF FUND II, LP | Hedge Fund | $38.6M | $0.5M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARD, CASEY | Individual | – | MANAGING MEMBER | 11/2019 | > 75% |
| SZEP, PAUL, HENRY | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |