AOF MANAGEMENT LLC
Adviser information for AOF MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $209.2M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $209.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $209.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesCONSULTING FEES |
Principal Office
10940 WILSHIRE BOULEVARDSUITE 1600
LOS ANGELES
CA
United States
Monday - Friday, 9AM-5PM
Tel: (310) 691-1717, Fax: (310) 691-1710
Chief Compliance Officer
KEVIN CLARKSON
CHIEF OPERATING OFFICER
2 GOODFELLOW RD
HANOVER
NH
United States
Tel:
(415) 271-1590
K********@*******************M
(Full email address available in API data)
Regulatory Contact
BENJAMIN TERK
MANAGING MEMBER, HEAD OF RESEARCH
150 EAST 58TH STREET
16TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 333-0234
B****@*******************M
(Full email address available in API data)
Industry Affiliates
| PEPGP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SSLCF LLC | Sponsor, GP, manager of pooled investment vehicles |
| TPCIF LLC | Sponsor, GP, manager of pooled investment vehicles |
| TPTO LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AOF CURRENT INCOME FUND, LP | CURRENT INCOME FUND | $26.4M | $1.0M | 16 |
| AOF PRIVATE EQUITY PARTNERS, LP | FUND OF FUNDS | $89.3M | $1.0M | 24 |
| AOF SENIOR SECURED LIQUID CREDIT FUND LP | CREDIT FUND | $92.0M | $1.0M | 31 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRETLOW, JOSEPH, P. | Individual | – | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | 03/2010 | 50-75% |
| TERK, BENJAMIN, D. | Individual | – | MANAGING MEMBER, HEAD OF RESEARCH | 03/2010 | 50-75% |
| CLARKSON, KEVIN, R. | Individual | – | CHIEF OPERATING OFFICER | 02/2022 | < 5% |
| CLARKSON, KEVIN, R. | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |