6TH MAN VENTURES, LLC
Adviser information for 6TH MAN VENTURES, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $160.7M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $160.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $160.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 27 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128472 |
|---|---|
| SEC ERA File Number | 801-128472 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318649 |
| Legal Entity Identifier | None |
Principal Office
9 MURRAY STREETAPT 11E
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 646-321-9580, Fax: None
Chief Compliance Officer
HARRIS BOGNER
SUITE 350
201 CALIFORNIA STREET
APT 4
SAN FRANCISCO
CA
United States
Tel:
415-423-3445 EXT893
C*********@******************M
(Full email address available in API data)
Regulatory Contact
SERGE KASSARDJIAN
PRINCIPAL
9 MURRAY STREET
APT 11NE
NEW YORK
NY
United States
Tel:
650-704-7676
S****@**************S
(Full email address available in API data)
Industry Affiliates
| 6TH MAN GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 6TH MAN GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 6TH MAN OSPREY, LLC | Private Equity Fund | $0.7M | $0.3M | 7 |
| 6TH MAN VENTURES FUND I, LP | Private Equity Fund | $7.3M | $0.0M | 100 |
| 6TH MAN VENTURES FUND IIA, LP | Private Equity Fund | $8.6M | $0.3M | 74 |
| 6TH MAN VENTURES FUND IIB, LP | Private Equity Fund | $96.2M | $0.3M | 203 |
| 6TH MAN VENTURES FUND IIC, LLC | Private Equity Fund | $34.9M | $0.3M | 43 |
| 6TH MAN VENTURES SPV I, LLC | Private Equity Fund | $8.9M | $0.3M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KASSARDJIAN, SERGE, NOUBAR | Individual | – | PRINCIPAL | 04/2021 | 50-75% |
| DUDAS, MICHAEL, JOHN | Individual | – | PRINCIPAL | 04/2021 | 50-75% |
| BOGNER, HARRIS, JASON | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |