LIGHTHOUSE FINANCIAL

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Florida, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	274	$134.7M
Non-Discretionary	2	$355.5M
Total	276	$490.2M

Clients

Type	Number	RAUM
Individuals	56	$17.5M
HNW Individuals	38	$462.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	1	$10.2M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	95
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-128475
SEC ERA File Number	801-128475
SEC CIK Numbers	None
SEC CRD Numbers	137277
Legal Entity Identifier	None

Principal Office

1679 INDIAN ROCKS RD S
LARGO
FL
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic