PROVENANCE MANAGEMENT CO., LP
Adviser information for PROVENANCE MANAGEMENT CO., LP last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $346.3M |
| Non-Discretionary | 1 | $4.0M |
| Total | 7 | $350.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $350.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128477 |
|---|---|
| SEC ERA File Number | 801-128477 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307347 |
| Legal Entity Identifier | None |
Principal Office
8383 WILSHIRE BLVD.SUITE 629
BEVERLY HILLS
CA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 310-388-8761, Fax: None
Chief Compliance Officer
ANTON ROMASH
CHIEF FINANCIAL OFFICER
8383 WILSHIRE BLVD.
SUITE 629
BEVERLY HILLS
CA
United States
Tel:
310-388-8764
A****@*****************L
(Full email address available in API data)
Regulatory Contact
ANTHONY CHOE
FOUNDER AND SOLE MEMBER
8383 WILSHIRE BLVD.
SUITE 629
BEVERLY HILLS
CA
United States
Tel:
310-388-8763
A******@*****************L
(Full email address available in API data)
Industry Affiliates
| FIRECLAY SPV INVESTMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MEUNDIES SPV INVESTMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PROVENANCE FUND I GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| PROVENANCE MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PROVENANCE FIRECLAY SPV, LP | Private Equity Fund | $14.1M | $0.0M | 6 |
| PROVENANCE FUND I-A, LP | Private Equity Fund | $29.1M | $0.0M | 4 |
| PROVENANCE FUND I, LP | Private Equity Fund | $85.2M | $0.0M | 15 |
| PROVENANCE MBM SPV LP | Private Equity Fund | $38.9M | $0.0M | 9 |
| PROVENANCE MEUNDIES SPV, LP | Private Equity Fund | $34.6M | $0.0M | 12 |
| PROVENANCE SPV, LLC | Private Equity Fund | $79.4M | $0.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PROVENANCE FUND I UGP, LLC | Domestic Entity | – | GENERAL PARTNER | 11/2019 | > 75% |
| CHOE, ANTHONY, UK | Individual | – | LIMITED PARTNER | 11/2019 | < 5% |
| ROMASH, ANTON | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 11/2019 | < 5% |
| CHOE, ANTHONY, UK | Individual | PROVENANCE FUND I UGP, LLC | MANAGING PARTNER AND MEMBER | 11/2019 | > 75% |