DIPSEA CAPITAL, LLC
Adviser information for DIPSEA CAPITAL, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $111.6M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $111.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $1.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $110.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $141,984 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 7 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
2 BELVEDERE PLACESUITE 310
MILL VALLEY
CA
United States
Monday - Friday, 5:00 AM - 2:00 PM
Tel: 415-925-9022, Fax: N/A
Websites
Chief Compliance Officer
CHRISTOPHER ANTONIO
MANAGING MEMBER, CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER
2 BELVEDERE PLACE
SUITE 310
MILL VALLEY
CA
United States
Tel:
415-925-9022
Fax:
N/A
C****@****************M
(Full email address available in API data)
Regulatory Contact
EUGENE REKHTMAN
CFO AND COO
2 BELVEDERE PLACE
MILL VALLEY
CA
United States
Tel:
415-925-9022
E*****@****************M
(Full email address available in API data)
Industry Affiliates
| DIPSEA CAPITAL FUND LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DIPSEA CAPITAL FUND, LP | Hedge Fund | $69.6M | $0.5M | 83 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANTONIO, CHRISTOPHER, JOHN | Individual | – | MANAGING MEMBER CHIEF INVESTMENT OFFICER CHIEF COMPLIANCE OFFICER | 01/2002 | > 75% |