RECURRING CAPITAL MANAGEMENT COMPANY, LLC
Adviser information for RECURRING CAPITAL MANAGEMENT COMPANY, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $218.1M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $218.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $218.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128493 |
|---|---|
| SEC ERA File Number | 801-128493 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285114 |
| Legal Entity Identifier | None |
Principal Office
2901 BEE CAVES RDSUITE K
AUSTIN
TX
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 512-766-0676, Fax: None
Chief Compliance Officer
MATTHEW STEWART
CHIEF OPERATING OFFICER, MANAGING DIRECTOR
2901 BEE CAVES RD
SUITE K
AUSTIN
TX
United States
Tel:
917-207-3032
M***@****************L
(Full email address available in API data)
Regulatory Contact
BRIAN HENLEY
MANAGING PARTNER
2901 BEE CAVES RD
SUITE K
AUSTIN
TX
United States
Tel:
512-766-0676
B****@****************L
(Full email address available in API data)
Industry Affiliates
| RC PECOS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RC SABINE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RC WICHITA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RCC GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RCSI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RECURRING CAPITAL FUND IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RECURRING CAPITAL GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| RECURRING CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RONALD BRIAN HENLEY | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RC PECOS, LP | Private Equity Fund | $5.5M | $0.0M | 37 |
| RC RIO, LP | Private Equity Fund | $10.0M | $0.0M | 30 |
| RC SABINE, LP | Private Equity Fund | $6.3M | $0.0M | 49 |
| RC STRUCTURED INVESTMENTS, L.P. | Private Equity Fund | $11.8M | $0.3M | 41 |
| RC WICHITA, LP | Private Equity Fund | $10.5M | $0.0M | 39 |
| RECURRING CAPITAL FUND I (QP), L.P. | Private Equity Fund | $0.0M | $0.3M | 1 |
| RECURRING CAPITAL FUND I, L.P. | Private Equity Fund | $0.2M | $0.1M | 57 |
| RECURRING CAPITAL FUND II, L.P. | Private Equity Fund | $23.2M | $0.0M | 89 |
| RECURRING CAPITAL FUND III, L.P. | Private Equity Fund | $67.0M | $1.0M | 100 |
| RECURRING CAPITAL FUND IV, L.P. | Private Equity Fund | $83.5M | $1.0M | 67 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HENLEY, RONALD, BRIAN | Individual | – | SOLE MEMBER AND MANAGING PARTNER | 01/2016 | > 75% |
| MCBRIDE, BRADLEY, WARREN | Individual | – | MANAGING DIRECTOR | 10/2018 | < 5% |
| KORTH, FRITZ-ALAN | Individual | – | MANAGING DIRECTOR | 07/2017 | < 5% |
| STEWART, MATTHEW, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND MANAGING DIRECTOR | 12/2022 | < 5% |