NOVACAP MANAGEMENT INC.
Adviser information for NOVACAP MANAGEMENT INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 84 |
|---|---|
| Investment Advisory/Research | 58 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 51 | $7.4B |
| Non-Discretionary | 0 | $0 |
| Total | 51 | $7.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 51 | $7.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128499 |
|---|---|
| SEC ERA File Number | 801-128499 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290100 |
| Legal Entity Identifier | 5493001U3426GC1C6K65 |
Principal Office
3400 RUE DE L'ECLIPSESUITE 700
BROSSARD, QUEBEC
Canada
Monday - Friday, 8:00AM TO 5:00PM
Tel: 1-450-651-5000, Fax: 1-450-651-7585
Chief Compliance Officer
JOSIANE TURCOTTE
MANAGING DIRECTOR, LEGAL AFFAIRS
3400 RUE DE L'ECLIPSE
SUITE 700
BROSSARD, QUEBEC
Canada
Tel:
514-214-9030
Fax:
1-450-651-7585
J********@*********A
(Full email address available in API data)
Regulatory Contact
BRUNO �TIENNE DUGUAY
CHIEF LEGAL OFFICER
3400 RUE DE L'ECLIPSE
SUITE 700
BROSSARD
Canada
Tel:
514-916-0783
Fax:
1-450-651-7585
B******@*********A
(Full email address available in API data)
Industry Affiliates
| NOVACAP MANAGEMENT FINANCIAL SERVICES I INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NOVACAP MANAGEMENT INDUSTRIES III, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NOVACAP MANAGEMENT TECHNOLOGIES III, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NOVACAP MANAGEMENT US INC. | Other investment adviser, including financial planners |
| NOVACAP PARTNERS, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NOVACAP DI CO-INVESTMENT (ALL WEST), L.P. | Private Equity Fund | $44.3M | $10.0M | 4 |
| NOVACAP DI U.S. I , L.P. | Private Equity Fund | $0.0M | $10.0M | 12 |
| NOVACAP INDUSTRIES INTERNATIONAL III, L.P. | Private Equity Fund | $17.5M | $0.0M | 3 |
| NOVACAP INDUSTRIES INTERNATIONAL III.1, L.P | Private Equity Fund | $5.5M | $0.0M | 1 |
| NOVACAP INDUSTRIES INTERNATIONAL MASTER CONTINUATION VEHICLE, L.P. | Private Equity Fund | $270.2M | $0.0M | 22 |
| NOVACAP INTERNATIONAL DIGITAL INFRASTRUCTURE I, L.P. | Private Equity Fund | $76.1M | $10.0M | 20 |
| NOVACAP INTERNATIONAL INDUSTRIES IV, L.P. | Private Equity Fund | $7.6M | $5.0M | 10 |
| NOVACAP INTERNATIONAL INDUSTRIES V, L.P. | Private Equity Fund | $111.5M | $5.0M | 29 |
| NOVACAP INTERNATIONAL TMT IV, L.P. | Private Equity Fund | $30.3M | $5.0M | 10 |
| NOVACAP INTERNATIONAL TMT V, L.P. | Private Equity Fund | $329.1M | $10.0M | 25 |
| NOVACAP INTERNATIONAL TMT VI-A, L.P. | Private Equity Fund | $306.0M | $10.0M | 44 |
| NOVACAP INTERNATIONAL TMT VI, L.P. | Private Equity Fund | $462.5M | $10.0M | 46 |
| NOVACAP TECHNOLOGIES INTERNATIONAL III, L.P. | Private Equity Fund | $0.9M | $0.0M | 4 |
| NOVACAP TECHNOLOGIES INTERNATIONAL III.1, L.P. | Private Equity Fund | $0.3M | $0.0M | 1 |
| NOVACAP TMT INTERNATIONAL SYNTAX CONTINUATION VEHICLE, L.P. | Private Equity Fund | $340.2M | $0.0M | 28 |
| NOVACAP TMT V CO-INVESTMENT (LOGIBEC), L.P. | Private Equity Fund | $56.7M | $0.0M | 19 |
| NOVACAP TMT V CO-INVESTMENT (NUVEI), L.P. | Private Equity Fund | $265.0M | $0.0M | 19 |
| NOVACAP TMT V CO-INVESTMENT (PREVIAN), L.P. | Private Equity Fund | $164.6M | $0.0M | 13 |
| NOVACAP TMT V CO-INVESTMENT (SATURN), L.P. | Private Equity Fund | $48.8M | $0.0M | 6 |
| NOVACAP TMT VI CO-INVESTMENT (CADENT), L.P. | Private Equity Fund | $106.2M | $1.0M | 22 |
| NVC INTERNATIONAL TMT VI, L.P. | Private Equity Fund | $3.1M | $0.0M | 4 |
| NVC TMT SYNTAX CONTINUATION VEHICLE, L.P. | Private Equity Fund | $5.1M | $0.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLANCHET, STEPHANE, NMN | Individual | – | CHIEF FINANCIAL OFFICER | 12/2013 | < 5% |
| NOVACAP FUND MANAGEMENT INC. | Foreign Entity | – | SHAREHOLDER OF NOVACAP MANAGEMENT INC. | 12/2013 | > 75% |
| FOISY, JACQUES, NMN | Individual | – | PRESIDENT | 12/2013 | < 5% |
| TREMBLAY, PASCAL, NMN | Individual | – | PRESIDENT | 12/2013 | < 5% |
| TURCOTTE, JOSIANE, (NMN) | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |