ESPRESSO CAPITAL ADVISORS INC.
Adviser information for ESPRESSO CAPITAL ADVISORS INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 46 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128500 |
|---|---|
| SEC ERA File Number | 801-128500 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326743 |
| Legal Entity Identifier | None |
Principal Office
300-8 KING STREET EASTTORONTO, ON
Canada
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 647-274-9033, Fax: None
Websites
Chief Compliance Officer
ENIO LAZZER
CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER
300-8 KING STREET EAST
TORONTO, ON
Canada
Tel:
(416) 388 7535
E****@******************M
(Full email address available in API data)
Industry Affiliates
| ESPRESSO CAPITAL EMD LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ESPRESSO CAPITAL IFM LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ESPRESSO CAPITAL LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ESPRESSO CAPITAL LTD. | Foreign Entity | – | DIRECT OWNER | 04/2023 | > 75% |
| JIVRAJ, ALKARIM | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2023 | < 5% |
| LAZZER, ENIO, MARCO | Individual | – | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |
| JIVRAJ, ALKARIM | Individual | ESPRESSO CAPITAL LTD. | SHAREHOLDER | 07/2015 | 25-50% |