RIDGELINE PRODUCTIONS LLC
Adviser information for RIDGELINE PRODUCTIONS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $153.9M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $153.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $153.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 20 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPROFIT PARTICIPATION FROM PRODUCTIONS |
Identifiers
| SEC RIA File Number | 801-128502 |
|---|---|
| SEC ERA File Number | 801-128502 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315118 |
| Legal Entity Identifier | None |
Principal Office
254 W 54TH STREET14TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 10-6
Tel: 570-606-5854, Fax: None
Chief Compliance Officer
WILLIAM J BRUCE
29 VALE PL
RYE
NY
United States
Tel:
6092137901
W***@******************************M
(Full email address available in API data)
Regulatory Contact
RYLAND DORSHOW
VICE PRESIDENT
254 W 54TH STREET
14TH FLOOR
NEW YORK
NY
United States
Tel:
9522151496
O**@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BACK MOUNTAIN PRODUCTIONS LP | Private Equity Fund | $25.1M | $1.0M | 1 |
| BROADWAY STRATEGIC RETURN FUND LP | Hedge Fund | $104.7M | $1.0M | 82 |
| MAPLESEED INTERNATIONAL PRODUCTIONS LP | Private Equity Fund | $14.3M | $1.0M | 2 |
| MAPLESEED PRODUCTIONS LP | Private Equity Fund | $9.3M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOSEPH, JOHN, ALEXANDER | Individual | – | PRINCIPAL | 03/2016 | 25-50% |
| Cronin, Curtis, Wayne | Individual | – | PRINCIPAL | 03/2016 | 25-50% |
| Arnold, Hunter, Christian | Individual | – | PRINCIPAL | 03/2016 | 25-50% |
| BRUCE, WILLIAM, JOHN | Individual | – | CCO | 06/2023 | < 5% |