NOVACAP MANAGEMENT US INC.
Adviser information for NOVACAP MANAGEMENT US INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 33 | $5.7B |
| Non-Discretionary | 0 | $0 |
| Total | 33 | $5.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 33 | $5.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128503 |
|---|---|
| SEC ERA File Number | 801-128503 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327243 |
| Legal Entity Identifier | None |
Principal Office
3400, DE L'ECLIPSE STREETSUITE 700
BROSSARD, QUEBEC
Canada
Monday - Friday, 8:00AM TO 5:00PM
Tel: 1-450-651-5000, Fax: None
Chief Compliance Officer
JOSIANE TURCOTTE
3400 RUE DE L'ECLIPSE
SUITE 700
BROSSARD, QUEBEC
Canada
Tel:
514-214-9030
Fax:
1-450-651-7585
J********@*********A
(Full email address available in API data)
Regulatory Contact
BRUNO �TIENNE DUGUAY
CHIEF LEGAL OFFICER
3400 RUE DE L'ECLIPSE
SUITE 700
BROSSARD, QUEBEC
Canada
Tel:
514-916-0783
Fax:
1-450-651-7585
B******@*********A
(Full email address available in API data)
Industry Affiliates
| NOVACAP MANAGEMENT FINANCIAL SERVICES I INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NOVACAP MANAGEMENT INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NOVACAP MANAGEMENT INDUSTRIES III, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NOVACAP MANAGEMENT TECHNOLOGIES III, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NOVACAP PARTNERS, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NOVACAP MANAGEMENT INC. | Foreign Entity | – | SHAREHOLDER | 10/2020 | > 75% |
| NOVACAP FUND MANAGEMENT INC. | Foreign Entity | NOVACAP MANAGEMENT INC. | SHAREHOLDER | 12/2013 | > 75% |
| FOISY, JACQUES, NMN | Individual | – | CHAIRMAN | 10/2020 | < 5% |
| TREMBLAY, PASCAL, NMN | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2020 | < 5% |
| MOCARSKI, THADEUS, ZENON | Individual | – | VICE-PRESIDENT | 10/2020 | < 5% |
| BLANCHET, STEPHANE, NMN | Individual | – | CHIEF FINANCIAL OFFICER | 10/2020 | < 5% |
| TURCOTTE, JOSIANE, (NMN) | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |