RED MOUNTAIN FINANCIAL, LLC
Adviser information for RED MOUNTAIN FINANCIAL, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 90 | $72.6M |
| Non-Discretionary | 269 | $89.5M |
| Total | 359 | $162.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 54 | $9.6M |
| HNW Individuals | 97 | $152.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1136 EAST STUART STREETSTE 4204
FORT COLLINS
CO
United States
Monday - Friday, 10 AM TO 4:00 PM
Tel: 970-658-0946, Fax: None
Websites
Chief Compliance Officer
CHRISTOPHER J BARR
1136 EAST STUART STREET
STE 4204
FORT COLLINS
CO
United States
Tel:
970-658-0946
R*******************@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARR, CHRISTOPHER, JAY | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/OWNER | 08/2015 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMGEN INC | COM | 261K | 834 | – |
| APPLE INC | COM | 5M | 22K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 10K | – |
| BROADCOM INC | COM | 2M | 1K | – |
| CATERPILLAR INC | COM | 220K | 661 | – |
| CHEVRON CORP NEW | COM | 456K | 3K | – |
| CORTEVA INC | COM | 971K | 18K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 2K | – |
| CVS HEALTH CORP | COM | 251K | 4K | – |
| DOW INC | COM | 951K | 18K | – |
| DUPONT DE NEMOURS INC | COM | 1M | 13K | – |
| EXXON MOBIL CORP | COM | 457K | 4K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 4M | 80K | – |
| ALPHABET INC | CAP STK CL A | 2M | 9K | – |
| HOME DEPOT INC | COM | 571K | 2K | – |
| INTEL CORP | COM | 318K | 10K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL HLT | 1M | 39K | – |
| ISHARES GOLD TR | ISHARES NEW | 2M | 46K | – |
| ISHARES TR | CORE S&P500 ETF | 211K | 386 | – |
| ISHARES TR | GLOBAL REIT ETF | 324K | 14K | – |
| ISHARES TR | RUSEL 2500 ETF | 279K | 4K | – |
| JOHNSON & JOHNSON | COM | 303K | 2K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 2M | 37K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 2M | 29K | – |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 4M | 81K | – |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 3M | 64K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 1M | 21K | – |
| KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 210K | 11K | – |
| LOCKHEED MARTIN CORP | COM | 847K | 2K | – |
| MCDONALDS CORP | COM | 310K | 1K | – |
| MERCK & CO INC | COM | 826K | 7K | – |
| MICROSOFT CORP | COM | 1M | 3K | – |
| NOVO-NORDISK A S | ADR | 324K | 2K | – |
| NVIDIA CORPORATION | COM | 3M | 27K | – |
| PFIZER INC | COM | 346K | 12K | – |
| PROCTER AND GAMBLE CO | COM | 403K | 2K | – |
| PROSHARES TR | S&P 500 DV ARIST | 329K | 3K | – |
| SCHWAB CHARLES FAMILY FD | AMT TAX FREE MNY | 9M | 9M | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 205K | 6K | – |
| SCHWAB STRATEGIC TR | INTERNL DIVID | 3M | 110K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 9M | 114K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 781K | 10K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 923K | 17K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 220K | 5K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 786K | 12K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 274K | 503 | – |
| STRYKER CORPORATION | COM | 204K | 600 | – |
| SYSCO CORP | COM | 221K | 3K | – |
| TOYOTA MOTOR CORP | ADS | 280K | 1K | – |
| UNION PAC CORP | COM | 505K | 2K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 218K | 3K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 729K | 4K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 1M | 8K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 562K | 2K | – |
| VANGUARD WORLD FD | INF TECH ETF | 345K | 599 | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 2M | 23K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 2M | 33K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 3M | 42K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 469K | 2K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 426K | 5K | – |
| VISTRA CORP | COM | 209K | 2K | – |
| WALMART INC | COM | 655K | 10K | – |