PRING TURNER
PRING/TURNER CAPITAL GROUP, INC. Legal Name
Adviser information for PRING TURNER last updated from Form ADV on November 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 432 | $206.0M |
| Non-Discretionary | 2 | $439,254 |
| Total | 434 | $206.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 124 | $43.8M |
| HNW Individuals | 55 | $150.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.0M |
| Charitable organizations | <5 | $6.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-12851 |
|---|---|
| SEC ERA File Number | 801-12851 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110931 |
| Legal Entity Identifier | None |
Principal Office
1600 S. MAIN STREET, #375WALNUT CREEK
CA
United States
Monday - Friday, 8 AM - 4:00 PM
Tel: (925) 287-8527, Fax: (925) 287-8653
Chief Compliance Officer
JIM KOPAS
1600 SOUTH MAIN STREET #375
WALNUT CREEK
CA
United States
Tel:
925-287-8527
J**@**************M
(Full email address available in API data)
Regulatory Contact
PAMELA IWASZEWICZ
1600 SOUTH MAIN STREET #375
WALNUT CREEK
CA
United States
P*****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRING, MARTIN, JOHN | Individual | – | CHAIRMAN | 07/1988 | 25-50% |
| KOPAS, THOMAS, JOHN | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2011 | 25-50% |
| KOPAS, JAMES, WILLIAM | Individual | – | PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | 06/2016 | 25-50% |
| IWASZEWICZ, PAMELA | Individual | – | FINANCIAL PLANNER | 06/2022 | 25-50% |