FC WEALTH SOLUTIONS LLC
Adviser information for FC WEALTH SOLUTIONS LLC last updated from Form ADV on January 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Ohio, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 299 | $326.0M |
Non-Discretionary | 0 | $0 |
Total | 299 | $326.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 86 | $25.0M |
HNW Individuals | 18 | $23.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 2 | $278.0M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 106 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 51-100 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-128522 |
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SEC ERA File Number | 801-128522 |
SEC CIK Numbers | None |
SEC CRD Numbers | 286381 |
Legal Entity Identifier | None |
Principal Office
440 POLARIS PARKWAY SUITE 110WESTERVILLE
OH
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (614) 212-1015, Fax: None
Chief Compliance Officer
CRAIG CAVICCHIA
PARTNER & CHIEF COMPLIANCE OFFICER
440 POLARIS PARKWAY SUITE 110
WESTERVILLE
OH
United States
Tel:
(614) 306-1630
Fax:
(614) 306-1630
C****@********************M
(Full email address available in API data)
Regulatory Contact
MICHAEL WAYNE FICKELL
PARTNER & CHIEF INVESTMENT OFFICER
440 POLARIS PARKWAY SUITE 110
WESTERVILLE
OH
United States
Tel:
(614) 306-1630
Fax:
(614) 306-1630
M*******@********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CAVICCHIA, CRAIG, ROBERT | Individual | – | PARTNER & CHIEF COMPLIANCE OFFICER | 10/2016 | 50-75% |
FICKELL, MICHAEL, WAYNE | Individual | – | PARTNER & CHIEF INVESTMENT OFFICER | 10/2016 | 50-75% |