EQUILIBRIUM VENTURES, LLC
Adviser information for EQUILIBRIUM VENTURES, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $141.5M |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $141.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 2 | $43.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $98.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128525 |
|---|---|
| SEC ERA File Number | 801-128525 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309164 |
| Legal Entity Identifier | 2549008QGTA6HYF6TM41 |
Principal Office
104 5TH AVEFLOOR 3
NEW YORK
NY
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 310-922-8955, Fax: None
Chief Compliance Officer
SARAH WARNER
CHIEF OPERATING OFFICER
104 5TH AVE
FLOOR 3
NEW YORK
NY
United States
Tel:
646-828-9949
S****@*******M
(Full email address available in API data)
Regulatory Contact
CRYSTALINA GUO
CHIEF OF STAFF
104 5TH AVE
FLOOR 3
NEW YORK
NY
United States
Tel:
312-869-2485
C*********@*******M
(Full email address available in API data)
Industry Affiliates
| EQUI ALPHA FUND I (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| EQUI BALANCED FUND (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| EQUI GROWTH FUND (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| EQUI GROWTH FUND QP (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| EQUI REAL ESTATE FUND (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| EQUI SPECIAL OPPORTUNITIES FUND I (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EQUI ALPHA FUND I, LP | Hedge Fund | $11.8M | $0.1M | 29 |
| EQUI BALANCED FUND, LP | Hedge Fund | $22.5M | $0.1M | 68 |
| EQUI GROWTH FUND (QP), LP | Hedge Fund | $4.1M | $0.1M | 14 |
| EQUI GROWTH FUND, LP | Hedge Fund | $54.2M | $0.1M | 95 |
| EQUI REAL ESTATE FUND, LP | Hedge Fund | $12.1M | $0.1M | 38 |
| EQUI SPECIAL OPPORTUNITIES FUND I, LP | Hedge Fund | $19.5M | $0.1M | 38 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOWARDS EQUILIBRIUM INC. | Domestic Entity | – | PARENT COMPANY | 03/2021 | > 75% |
| VINIK, ITAY, NMN | Individual | – | CIO | 04/2020 | < 5% |
| REISS, TORY, MIKHAIL-LEIB | Individual | – | CEO | 04/2020 | < 5% |
| WARNER, SARAH, LIANG | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | 09/2023 | < 5% |